Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un... July 6, 2026 Client Update FDIC proposes major revamp of CSI regulations The FDIC has proposed a major revamp of its confidential supervisory information regulations that would significantly expa... June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to... May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... See more insights February 24, 2014 Client Update U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Federal Reserve’s Dodd-Frank enhanced prudential standard... February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ... February 10, 2014 Client Update Who Knew that CLOs were Hedge Funds? U.S. financial regulators found themselves on the receiving end of an outpouring of concern from lawmakers last Wednesday ... February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete... February 3, 2014 Client Update Dodd-Frank Progress Report - February 2014 In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no new rules were prop... January 29, 2014 Client Update Risk Governance: Visual Memorandum on Guidelines Proposed by the OCC The OCC has proposed a set of enforceable and specific risk governance guidelines to formalize its heightened expectations... January 27, 2014 Articles & Books How to Design a Volcker Rule Trading Compliance Program January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou... January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ... January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place... Load More
July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un...
July 6, 2026 Client Update FDIC proposes major revamp of CSI regulations The FDIC has proposed a major revamp of its confidential supervisory information regulations that would significantly expa...
June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to...
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
February 24, 2014 Client Update U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Federal Reserve’s Dodd-Frank enhanced prudential standard...
February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ...
February 10, 2014 Client Update Who Knew that CLOs were Hedge Funds? U.S. financial regulators found themselves on the receiving end of an outpouring of concern from lawmakers last Wednesday ...
February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete...
February 3, 2014 Client Update Dodd-Frank Progress Report - February 2014 In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no new rules were prop...
January 29, 2014 Client Update Risk Governance: Visual Memorandum on Guidelines Proposed by the OCC The OCC has proposed a set of enforceable and specific risk governance guidelines to formalize its heightened expectations...
January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou...
January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ...
January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place...