Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... See more insights October 1, 2014 Client Update Dodd-Frank Progress Report - October 2014 In this Report: In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no ... September 30, 2014 Client Update FinCEN’s Proposed Rule to Enhance Customer Due Diligence Requirements for Financial Institutions – Comments Due October 3, 2014 The Financial Crimes Enforcement Network (“FinCEN”) has recently published a Notice of Proposed Rulemaking (the “Pro... September 30, 2014 Client Update FINRA To Propose Market Structure Actions On September 19, 2014, the Financial Industry Regulatory Authority announced that its Board of Governors approved a series... September 30, 2014 Client Update UK Sponsor Regime: Rule Changes and Further Consultation The UK’s Financial Conduct Authority (“FCA”) has issued a new consultation paper (CP 14/21) on sponsor competence. T... September 29, 2014 Articles & Books The Marketplace Awaits Regulation SCI The SEC may soon adopt Regulation SCI, which it proposed in March 2013 in the wake of several high-profile systems problem... September 23, 2014 Client Update U.S. Basel III Liquidity Coverage Ratio Final Rule The U.S. banking agencies have issued a final rule to implement the Basel III liquidity coverage ratio (LCR) in the United... September 16, 2014 Client Update SEC Proposes to Exempt Certain Communications Involving Security-Based Swaps from Securities Act Registration On September 8, 2014, the Securities and Exchange Commission (“SEC”) proposed a rule to permanently exempt the publica... September 15, 2014 Client Update Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities On September 3, 2014, U.S. banking regulators re-proposed margin, capital and segregation requirements applicable to swap ... September 15, 2014 Articles & Books Weak Consumer Exams Are Holding Up M&A Deals It has been several years since the financial crisis, and now banks seeking acquisitions know that they need to have high ... September 12, 2014 Client Update Supplementary Leverage Ratio The U.S. banking agencies have finalized revisions to the denominator of the supplementary leverage ratio (SLR), which inc... Load More
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
October 1, 2014 Client Update Dodd-Frank Progress Report - October 2014 In this Report: In the past month, no rulemaking requirement deadlines passed or were met with finalized rules, and no ...
September 30, 2014 Client Update FinCEN’s Proposed Rule to Enhance Customer Due Diligence Requirements for Financial Institutions – Comments Due October 3, 2014 The Financial Crimes Enforcement Network (“FinCEN”) has recently published a Notice of Proposed Rulemaking (the “Pro...
September 30, 2014 Client Update FINRA To Propose Market Structure Actions On September 19, 2014, the Financial Industry Regulatory Authority announced that its Board of Governors approved a series...
September 30, 2014 Client Update UK Sponsor Regime: Rule Changes and Further Consultation The UK’s Financial Conduct Authority (“FCA”) has issued a new consultation paper (CP 14/21) on sponsor competence. T...
September 29, 2014 Articles & Books The Marketplace Awaits Regulation SCI The SEC may soon adopt Regulation SCI, which it proposed in March 2013 in the wake of several high-profile systems problem...
September 23, 2014 Client Update U.S. Basel III Liquidity Coverage Ratio Final Rule The U.S. banking agencies have issued a final rule to implement the Basel III liquidity coverage ratio (LCR) in the United...
September 16, 2014 Client Update SEC Proposes to Exempt Certain Communications Involving Security-Based Swaps from Securities Act Registration On September 8, 2014, the Securities and Exchange Commission (“SEC”) proposed a rule to permanently exempt the publica...
September 15, 2014 Client Update Regulators Re-Propose Uncleared Swap Margin, Capital and Segregation Rules for Swap Entities On September 3, 2014, U.S. banking regulators re-proposed margin, capital and segregation requirements applicable to swap ...
September 15, 2014 Articles & Books Weak Consumer Exams Are Holding Up M&A Deals It has been several years since the financial crisis, and now banks seeking acquisitions know that they need to have high ...
September 12, 2014 Client Update Supplementary Leverage Ratio The U.S. banking agencies have finalized revisions to the denominator of the supplementary leverage ratio (SLR), which inc...