Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... See more insights August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ... August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o... July 16, 2015 Client Update Dodd-Frank Turns Five This special Progress Report marks the five-year anniversary of the Dodd-Frank Act. To highlight the anniversary, we have ... July 3, 2015 Client Update ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses On June 29, 2015, the European Securities and Markets Authority (“ESMA”) published an updated opinion on the additiona... June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor... June 12, 2015 Articles & Books How to Implement Payments to Unregistered Persons Rule Broker/dealers are frequently asked to make payments to finders, service providers and other intermediaries in connection ... June 12, 2015 Articles & Books Volcker Prop Trading Provisions: How Firms Are Preparing The July 21 Volcker rule compliance date is approaching rapidly. While most affected firms have completed the year-plus lo... June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b... June 1, 2015 Client Update SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requi... Load More
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ...
August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o...
July 16, 2015 Client Update Dodd-Frank Turns Five This special Progress Report marks the five-year anniversary of the Dodd-Frank Act. To highlight the anniversary, we have ...
July 3, 2015 Client Update ESMA Assessment of Equivalence of Israeli Laws and Regulations on Prospectuses On June 29, 2015, the European Securities and Markets Authority (“ESMA”) published an updated opinion on the additiona...
June 24, 2015 Client Update SEC and CFTC Turn to Swaps and Security-Based Swaps Enforcement The week of June 15, 2015 saw two of the first publicly announced enforcement actions brought by the SEC and CFTC to enfor...
June 12, 2015 Articles & Books How to Implement Payments to Unregistered Persons Rule Broker/dealers are frequently asked to make payments to finders, service providers and other intermediaries in connection ...
June 12, 2015 Articles & Books Volcker Prop Trading Provisions: How Firms Are Preparing The July 21 Volcker rule compliance date is approaching rapidly. While most affected firms have completed the year-plus lo...
June 5, 2015 Client Update New York’s Final "BitLicense" Rule: Overview and Changes from the July 2014 Proposal The New York Department of Financial Services (NYDFS) has published its final “BitLicense” rule for virtual currency b...
June 1, 2015 Client Update SEC Re-Proposes Rules on Arranging, Negotiating or Executing Security-Based Swaps in the United States On May 13, 2015, the SEC published proposed amendments and re-proposed rules on the application of certain Title VII requi...