Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... See more insights October 1, 2015 Client Update Dodd-Frank Progress Report - Third Quarter 2015 As of the end of the third quarter of 2015, a total of 271 Dodd-Frank rulemaking requirement deadlines have passed. Of the... September 30, 2015 Client Update CFTC Modifies Proposed Aggregation Standards for Owned Entities under its Position Limit Rules On September 22, 2015, the Commodity Futures Trading Commission proposed modifications to its position limit aggregation r... September 28, 2015 Client Update CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies On September 17, 2015, the Commodity Futures Trading Commission settled its first enforcement action involving an unregist... September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge... September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of... September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ... September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,... August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a... Load More
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
October 1, 2015 Client Update Dodd-Frank Progress Report - Third Quarter 2015 As of the end of the third quarter of 2015, a total of 271 Dodd-Frank rulemaking requirement deadlines have passed. Of the...
September 30, 2015 Client Update CFTC Modifies Proposed Aggregation Standards for Owned Entities under its Position Limit Rules On September 22, 2015, the Commodity Futures Trading Commission proposed modifications to its position limit aggregation r...
September 28, 2015 Client Update CFTC Brings First Bitcoin Enforcement Action, Further Clarifying U.S. Regulatory Landscape for Virtual Currencies On September 17, 2015, the Commodity Futures Trading Commission settled its first enforcement action involving an unregist...
September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge...
September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of...
September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ...
September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,...
August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a...