Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... See more insights December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti... December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ... December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar... November 19, 2015 Client Update European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation This edition of our European Regulatory Snapshot looks at the key aspects of Consultation Paper 15/35 issued by the FCA on... November 12, 2015 Client Update U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules The U.S. banking regulators’ have adopted final uncleared swap margin, capital and segregation requirements and an inter... November 10, 2015 Client Update Federal Reserve’s Proposed Rule on TLAC and Eligible LTD Following is the Davis Polk visual memorandum analyzing the Federal Reserve’s proposed rule on total loss-absorbing capa... November 6, 2015 Articles & Books CFTC’s Clearinghouse Exemptive Regime The CFTC has acted on its long-stated intention to establish an exemptive regime for comparably regulated foreign swaps cl... November 3, 2015 Articles & Books The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate s... November 2, 2015 Articles & Books Regulating Finance: Dodd-Frank Decoded An Interview with Partner Annette Nazareth The Dodd-Frank Act was enacted as a response to the Great Recession of 2007, bu... October 28, 2015 Client Update Closing Your M&A Deal on a Weekend In case you are wondering – no, this is not about making the closing more festive, or planning for a champagne celebrati... Load More
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
December 14, 2015 Client Update SEC Proposes New Transparency Requirements for NMS Stock Alternative Trading Systems The Securities and Exchange Commission recently proposed amendments to Regulation ATS and related rules under the Securiti...
December 10, 2015 Client Update White Collar Update: Second Circuit Grants Jefferies Bond Trader New Trial, Reverses Others On December 8, 2015, the U.S. Court of Appeals for the Second Circuit overturned the conviction of Jesse Litvak, a former ...
December 3, 2015 Client Update Thinking About Indemnity Protections after the "Yates Memo" On November 16, 2015, Deputy Attorney General Sally Quillian Yates gave a speech regarding the implementation of the Depar...
November 19, 2015 Client Update European Regulatory Snapshot: FCA Consultation on Implementation of the Market Abuse Regulation This edition of our European Regulatory Snapshot looks at the key aspects of Consultation Paper 15/35 issued by the FCA on...
November 12, 2015 Client Update U.S. Bank Regulators’ Uncleared Swap Margin, Capital and Segregation Rules The U.S. banking regulators’ have adopted final uncleared swap margin, capital and segregation requirements and an inter...
November 10, 2015 Client Update Federal Reserve’s Proposed Rule on TLAC and Eligible LTD Following is the Davis Polk visual memorandum analyzing the Federal Reserve’s proposed rule on total loss-absorbing capa...
November 6, 2015 Articles & Books CFTC’s Clearinghouse Exemptive Regime The CFTC has acted on its long-stated intention to establish an exemptive regime for comparably regulated foreign swaps cl...
November 3, 2015 Articles & Books The Perils of a Middle Road to Regulating Systemic Risk: The Volcker Rule’s Risk Backstop Provisions The Dodd-Frank Act, enacted after the global financial crisis, requires U.S. financial regulators to define and regulate s...
November 2, 2015 Articles & Books Regulating Finance: Dodd-Frank Decoded An Interview with Partner Annette Nazareth The Dodd-Frank Act was enacted as a response to the Great Recession of 2007, bu...
October 28, 2015 Client Update Closing Your M&A Deal on a Weekend In case you are wondering – no, this is not about making the closing more festive, or planning for a champagne celebrati...