Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... See more insights October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov... October 4, 2011 Client Update Tighter Circuit Breakers in Equities Markets The stock markets have proposed to tighten the market-wide circuit breakers that halt trading in the equity markets. The p... October 3, 2011 Client Update Dodd-Frank Progress Report - October 2011 Davis Polk is pleased to present the October Dodd-Frank Progress Report. This month, rules meeting three Dodd-Frank requir... September 19, 2011 Client Update Credible Living Wills Under the U.S. Regulatory Framework The release of two rules on resolution planning by the FDIC last week means that the basic contours of the U.S. regulatory... September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac... September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se... September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem... September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック： 海外発行体に対する影響 （参考和訳） 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr... Load More
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov...
October 4, 2011 Client Update Tighter Circuit Breakers in Equities Markets The stock markets have proposed to tighten the market-wide circuit breakers that halt trading in the equity markets. The p...
October 3, 2011 Client Update Dodd-Frank Progress Report - October 2011 Davis Polk is pleased to present the October Dodd-Frank Progress Report. This month, rules meeting three Dodd-Frank requir...
September 19, 2011 Client Update Credible Living Wills Under the U.S. Regulatory Framework The release of two rules on resolution planning by the FDIC last week means that the basic contours of the U.S. regulatory...
September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac...
September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se...
September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem...
September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック： 海外発行体に対する影響 （参考和訳） 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr...