Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un... July 6, 2026 Client Update FDIC proposes major revamp of CSI regulations The FDIC has proposed a major revamp of its confidential supervisory information regulations that would significantly expa... June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to... May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... See more insights March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit... March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines... February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final... February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina... January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major... January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ... January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ... January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p... January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in... January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu... Load More
July 26, 2026 Client Update GENIUS Act implementation after one year Just over a year has passed since the enactment of the GENIUS Act, and the latest possible effective date of the Act is un...
July 6, 2026 Client Update FDIC proposes major revamp of CSI regulations The FDIC has proposed a major revamp of its confidential supervisory information regulations that would significantly expa...
June 30, 2026 Client Update FDIC proposes overhaul of IDI resolution planning rule The FDIC has proposed a major overhaul of its IDI resolution planning rule that would streamline resolution submissions to...
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit...
March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines...
February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final...
February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina...
January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major...
January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ...
January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ...
January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p...
January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in...
January 11, 2012 Client Update CFTC Adopts Rules Establishing Swap Reporting Regime The CFTC has adopted two final rules - a Swap Data Reporting Rule and a Real-Time Reporting Rule - that, in less than a fu...