Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint... May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi... April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... See more insights May 16, 2012 Client Update SEC Approves MSRB Interpretive Notice on Municipal Security Underwriters The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board’s Interpretive Notice conc... May 11, 2012 Client Update Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications The Federal Reserve’s decision this week to confer Comprehensive Consolidated Supervision status to three state-owned Ch... May 8, 2012 Client Update SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers On May 3, 2012, the SEC reopened the comment period on a long-dormant proposal to amend the financial responsibility rules... May 7, 2012 Client Update Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan In a much-anticipated opinion, Chancellor Leo E. Strine, Jr. of the Delaware Court of Chancery has enjoined Martin Mariett... May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s... May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?... May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221... April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ... April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments... April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi... Load More
May 29, 2026 Client Update White House and Federal Reserve propose payment system access changes for fintech and crypto firms The White House and the Federal Reserve Board are looking to reshape the U.S. payments system by opening up access to fint...
May 26, 2026 Client Update FFIEC proposes revisions to the CAMELS rating system The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financi...
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
May 16, 2012 Client Update SEC Approves MSRB Interpretive Notice on Municipal Security Underwriters The Securities and Exchange Commission has approved the Municipal Securities Rulemaking Board’s Interpretive Notice conc...
May 11, 2012 Client Update Federal Reserve’s Comprehensive Consolidated Supervision Determination for Chinese Banks Has Broader Implications The Federal Reserve’s decision this week to confer Comprehensive Consolidated Supervision status to three state-owned Ch...
May 8, 2012 Client Update SEC Reopens Comment Period for Proposed Amendments to Financial Responsibility Rules for Broker-Dealers On May 3, 2012, the SEC reopened the comment period on a long-dormant proposal to amend the financial responsibility rules...
May 7, 2012 Client Update Delaware Court Temporarily Blocks Martin Marietta’s Hostile Bid to Acquire Rival Vulcan In a much-anticipated opinion, Chancellor Leo E. Strine, Jr. of the Delaware Court of Chancery has enjoined Martin Mariett...
May 2, 2012 Client Update CFTC and SEC Adopt Final Swap Dealer, Major Swap Participant and Eligible Contract Participant Definitions On April 18, 2012, the CFTC and SEC adopted final rules to further define the terms “swap dealer,” “security-based s...
May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?...
May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221...
April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ...
April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments...
April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi...