Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 1, 2011 Client Update Dodd-Frank Progress Report - November 2011 Davis Polk is pleased to present the November Dodd-Frank Progress Report. The 37 rulemaking deadlines in October bring the... October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th... October 3, 2011 Client Update Dodd-Frank Progress Report - October 2011 Davis Polk is pleased to present the October Dodd-Frank Progress Report. This month, rules meeting three Dodd-Frank requir... September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr... July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ... June 17, 2011 Client Update CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements The CFTC and SEC took actions this week that are expected to defer most Dodd-Frank requirements regulating swaps and secur... June 9, 2011 Client Update SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps The SEC has readopted portions of Rules 13d-3 and 16a-1 to ensure that its current beneficial ownership definition, which ... June 1, 2011 Client Update Dodd-Frank Progress Report - June 2011 Davis Polk is pleased to announce the third installment of the Davis Polk Dodd-Frank Rulemaking Progress Report. This mont... Load More
November 1, 2011 Client Update Dodd-Frank Progress Report - November 2011 Davis Polk is pleased to present the November Dodd-Frank Progress Report. The 37 rulemaking deadlines in October bring the...
October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th...
October 3, 2011 Client Update Dodd-Frank Progress Report - October 2011 Davis Polk is pleased to present the October Dodd-Frank Progress Report. This month, rules meeting three Dodd-Frank requir...
September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr...
July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ...
June 17, 2011 Client Update CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements The CFTC and SEC took actions this week that are expected to defer most Dodd-Frank requirements regulating swaps and secur...
June 9, 2011 Client Update SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps The SEC has readopted portions of Rules 13d-3 and 16a-1 to ensure that its current beneficial ownership definition, which ...
June 1, 2011 Client Update Dodd-Frank Progress Report - June 2011 Davis Polk is pleased to announce the third installment of the Davis Polk Dodd-Frank Rulemaking Progress Report. This mont...