Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 16, 2009 Client Update Abuse of Non-GAAP Measures: SEC Brings First Regulation G Enforcement Action Last Thursday, the SEC announced settled charges against SafeNet, Inc. and certain of its former officers and employees in... November 13, 2009 Client Update Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft This summary compares the Restoring American Financial Stability Act of 2009, referred to as the “Dodd bill,” with var... November 12, 2009 Client Update The House and Senate Debate Resolution Authority The legislative season for financial regulatory reform is now in full swing. In the last two weeks, the leadership of the ... November 11, 2009 Client Update Investment Management Regulatory Update - November 2009 Litigation Insider Trading Charges Brought Against Hedge Fund Manager Raj Rajaratnam, Galleon Management and Others SE... November 11, 2009 Client Update Proxy Access Update: Proposed Legislation Would Bolster SEC Authority on Proxy Access Momentum on federally-mandated proxy access continues to grow. Although the original target—putting a new regime in plac... November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p... November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p... October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep... October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep... October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep... Load More
November 16, 2009 Client Update Abuse of Non-GAAP Measures: SEC Brings First Regulation G Enforcement Action Last Thursday, the SEC announced settled charges against SafeNet, Inc. and certain of its former officers and employees in...
November 13, 2009 Client Update Summary of the Restoring American Financial Stability Act of 2009, Introduced by Senator Christopher Dodd (D-CT) November 10, 2009 Discussion Draft This summary compares the Restoring American Financial Stability Act of 2009, referred to as the “Dodd bill,” with var...
November 12, 2009 Client Update The House and Senate Debate Resolution Authority The legislative season for financial regulatory reform is now in full swing. In the last two weeks, the leadership of the ...
November 11, 2009 Client Update Investment Management Regulatory Update - November 2009 Litigation Insider Trading Charges Brought Against Hedge Fund Manager Raj Rajaratnam, Galleon Management and Others SE...
November 11, 2009 Client Update Proxy Access Update: Proposed Legislation Would Bolster SEC Authority on Proxy Access Momentum on federally-mandated proxy access continues to grow. Although the original target—putting a new regime in plac...
November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p...
November 9, 2009 Client Update Investor Protection Act Passes House Financial Services Committee The Investor Protection Act passed the House Financial Services Committee (the “Committee”) on November 4, 2009 on a p...
October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep...
October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep...
October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep...