Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru... November 29, 2011 Client Update New ISS Policies Overhaul Say-on-Pay Analysis ISS’s annual policy update, released this month in anticipation of the 2012 proxy season, revises existing policies and ... November 29, 2011 Client Update New ISS Policies Overhaul Say-on-Pay Analysis ISS’s annual policy update, released this month in anticipation of the 2012 proxy season, revises existing policies and ... November 28, 2011 Client Update SEC Staff Permits Exclusion of Audit Firm Rotation Shareholder Proposals In what may be the first major decision this proxy season on shareholder proposals, the SEC staff has granted no-action le... November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati... November 15, 2011 Client Update Controversy Over Methods to Determine Median Employee Pay for Dodd-Frank CEO Pay Ratio Disclosure Although the SEC staff has publicly stated that the clawback provision is the most complex of the remaining Dodd-Frank gov... November 10, 2011 Client Update Issuer Engagement with Institutional Investors - Advice from Donna Anderson at T. Rowe Price Engagement with shareholders plays an increasingly important role in strengthening issuers’ corporate governance practic... November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ... November 7, 2011 Client Update Early Golden Parachute Shareholder Vote Results Section 951(b)(2) of Dodd-Frank requires companies to hold a non-binding shareholder vote on executive severance packages ... November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ... Load More
December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru...
November 29, 2011 Client Update New ISS Policies Overhaul Say-on-Pay Analysis ISS’s annual policy update, released this month in anticipation of the 2012 proxy season, revises existing policies and ...
November 29, 2011 Client Update New ISS Policies Overhaul Say-on-Pay Analysis ISS’s annual policy update, released this month in anticipation of the 2012 proxy season, revises existing policies and ...
November 28, 2011 Client Update SEC Staff Permits Exclusion of Audit Firm Rotation Shareholder Proposals In what may be the first major decision this proxy season on shareholder proposals, the SEC staff has granted no-action le...
November 18, 2011 Client Update Investment Management Regulatory Update - November 2011 SEC Rules and Regulations SEC Adopts Private Fund Systemic Risk Reporting Rule SEC Proposes Rules on the Registrati...
November 15, 2011 Client Update Controversy Over Methods to Determine Median Employee Pay for Dodd-Frank CEO Pay Ratio Disclosure Although the SEC staff has publicly stated that the clawback provision is the most complex of the remaining Dodd-Frank gov...
November 10, 2011 Client Update Issuer Engagement with Institutional Investors - Advice from Donna Anderson at T. Rowe Price Engagement with shareholders plays an increasingly important role in strengthening issuers’ corporate governance practic...
November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ...
November 7, 2011 Client Update Early Golden Parachute Shareholder Vote Results Section 951(b)(2) of Dodd-Frank requires companies to hold a non-binding shareholder vote on executive severance packages ...
November 7, 2011 Client Update CFTC Adopts Final Position Limits for 28 Physical Commodity Futures, Options, and Swaps On October 18, 2011, a divided CFTC approved final rules that establish position limits for 28 exempt (metals and energy) ...