Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA... October 2, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rule Part I: Who is a Municipal Advisor? On September 18, 2013, the Securities and Exchange Commission adopted its final rule on the permanent registration of muni... October 2, 2013 Client Update Joe Hall Discusses PCAOB’s Audit Report Proposals on Spreecast TheCorporateCounsel.net hosted a Spreecast with Davis Polk’s Joe Hall and re: The Auditors’ Francine McKenna focused o... October 1, 2013 Client Update ISS Seeking Feedback on Shareholder Engagement ISS has been commissioned by the IRRC Institute to update its 2011 research on shareholder engagement. A survey is availab... October 1, 2013 Client Update Dodd-Frank Progress Report - October 2013 In the past month, no rulemaking requirement deadlines passed, five rulemaking requirements were proposed and one rule was... October 1, 2013 Articles & Books Recognition and Comity in Cross-border Insolvency Proceedings, Chapter 1 A court presiding over a multi-jurisdictional insolvency case is faced with a dilemma: should the court apply its own laws... October 1, 2013 Client Update SEC Awards Over $14 Million to a Whistleblower Crediting a whistleblower with providing information that led to recovery of substantial investor funds, the SEC announced... September 30, 2013 Client Update Another Proxy Access Proposal Wins Since the SEC rules were struck down in 2011, proxy access shareholder proposals have not disrupted the corporate governan... September 27, 2013 Client Update No SEC Shutdown The SEC has posted on its website that it “will remain open and operational in the event the federal government undergoe... September 27, 2013 Client Update SEC Plans for Possible Government Shutdown The SEC posted on its website its intention to remain open and operational in the event the federal government undergoes a... Load More
October 3, 2013 Client Update SEC Issues FAQ Regarding Supervisory Responsibility for Legal and Compliance Personnel On September 30, 2013, the Securities and Exchange Commission issued a staff response to Frequently Asked Questions (“FA...
October 2, 2013 Client Update SEC Releases Final Municipal Advisor Registration Rule Part I: Who is a Municipal Advisor? On September 18, 2013, the Securities and Exchange Commission adopted its final rule on the permanent registration of muni...
October 2, 2013 Client Update Joe Hall Discusses PCAOB’s Audit Report Proposals on Spreecast TheCorporateCounsel.net hosted a Spreecast with Davis Polk’s Joe Hall and re: The Auditors’ Francine McKenna focused o...
October 1, 2013 Client Update ISS Seeking Feedback on Shareholder Engagement ISS has been commissioned by the IRRC Institute to update its 2011 research on shareholder engagement. A survey is availab...
October 1, 2013 Client Update Dodd-Frank Progress Report - October 2013 In the past month, no rulemaking requirement deadlines passed, five rulemaking requirements were proposed and one rule was...
October 1, 2013 Articles & Books Recognition and Comity in Cross-border Insolvency Proceedings, Chapter 1 A court presiding over a multi-jurisdictional insolvency case is faced with a dilemma: should the court apply its own laws...
October 1, 2013 Client Update SEC Awards Over $14 Million to a Whistleblower Crediting a whistleblower with providing information that led to recovery of substantial investor funds, the SEC announced...
September 30, 2013 Client Update Another Proxy Access Proposal Wins Since the SEC rules were struck down in 2011, proxy access shareholder proposals have not disrupted the corporate governan...
September 27, 2013 Client Update No SEC Shutdown The SEC has posted on its website that it “will remain open and operational in the event the federal government undergoe...
September 27, 2013 Client Update SEC Plans for Possible Government Shutdown The SEC posted on its website its intention to remain open and operational in the event the federal government undergoes a...