Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 5, 2013 Client Update Prospectus Disclosure Regime in Europe Regulators have recently clarified two important aspects of the prospectus regime that applies across the European Economi... November 4, 2013 Client Update Audit Committees Encouraged to Review PCAOB Concerns on Internal Control Audits The PCAOB wants audit committees to take note of a recent audit practice alert that it issued in light of a significant nu... November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad... November 1, 2013 Articles & Books Bondholders Encounter Unexpected Turbulence Bond indentures and credit agreements often contain “make-whole” provisions, which require issuers and borrowers to pa... November 1, 2013 Client Update SEC Corp Fin Director Testifies on the JOBS Act The SEC director of the Division of Corporation Finance, Keith Higgins, testified before the Senate Banking Committee on W... November 1, 2013 Client Update Dodd-Frank Progress Report - November 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, six rulemaking requirements were propose... November 1, 2013 Articles & Books The Cross-border Impact of the Dodd-Frank Act The third edition of A Practitioner’s Guide to the Regulation of Investment Banking, a guide to the regulation of invest... October 31, 2013 Client Update A Look Back to the 2013 Proxy Season: Problematic Director Elections “For board members, 2013 was a tale of two proxy seasons,” declares the ISS 2013 Proxy Season Review, taking a page ou... October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S... October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S... Load More
November 5, 2013 Client Update Prospectus Disclosure Regime in Europe Regulators have recently clarified two important aspects of the prospectus regime that applies across the European Economi...
November 4, 2013 Client Update Audit Committees Encouraged to Review PCAOB Concerns on Internal Control Audits The PCAOB wants audit committees to take note of a recent audit practice alert that it issued in light of a significant nu...
November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad...
November 1, 2013 Articles & Books Bondholders Encounter Unexpected Turbulence Bond indentures and credit agreements often contain “make-whole” provisions, which require issuers and borrowers to pa...
November 1, 2013 Client Update SEC Corp Fin Director Testifies on the JOBS Act The SEC director of the Division of Corporation Finance, Keith Higgins, testified before the Senate Banking Committee on W...
November 1, 2013 Client Update Dodd-Frank Progress Report - November 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, six rulemaking requirements were propose...
November 1, 2013 Articles & Books The Cross-border Impact of the Dodd-Frank Act The third edition of A Practitioner’s Guide to the Regulation of Investment Banking, a guide to the regulation of invest...
October 31, 2013 Client Update A Look Back to the 2013 Proxy Season: Problematic Director Elections “For board members, 2013 was a tale of two proxy seasons,” declares the ISS 2013 Proxy Season Review, taking a page ou...
October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S...
October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S...