Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 24, 2014 Client Update U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Federal Reserve’s Dodd-Frank enhanced prudential standard... February 24, 2014 Client Update Investment Management Regulatory Update - February 2014 SEC Rules and Regulations SEC Issues Guidance on Rule 506(c) Exemption SEC Issues No-Action Guidance Regarding Definit... February 18, 2014 Client Update Fifth Circuit Upholds Decision Against Chevedden as More Companies Seek 14a-8 Relief from Courts The Fifth Circuit has upheld a Texas federal district court decision from last May granting summary judgment to Waste Conn... February 14, 2014 Client Update Conversation with Vanguard about Its Perspectives on Governance Understanding the views of major shareholders becomes critical as companies head into the proxy season. We are fortunate ... February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ... February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ... February 11, 2014 Client Update UPDATE: Broadridge Reverses Announced Change Regarding Interim Vote Tallies in Proxy Contests Last Thursday, Broadridge announced that it will change its procedures for reporting of interim voting results for proxy c... February 11, 2014 Client Update Proxy Advisory Firms’ Policy Positions on Director Compensation Glass Lewis recently announced a policy of voting against members of the corporate governance committee at companies that ... February 10, 2014 Client Update Changes to Proxy Mechanics Could Affect Proxy Contests Broadridge has announced a new policy that during proxy contests, each party will only receive the interim results of vote... February 10, 2014 Client Update Who Knew that CLOs were Hedge Funds? U.S. financial regulators found themselves on the receiving end of an outpouring of concern from lawmakers last Wednesday ... Load More
February 24, 2014 Client Update U.S. Bank Holding Companies: Overview of Dodd-Frank Enhanced Prudential Standards Final Rule This visual summary provides an overview of key aspects of the Federal Reserve’s Dodd-Frank enhanced prudential standard...
February 24, 2014 Client Update Investment Management Regulatory Update - February 2014 SEC Rules and Regulations SEC Issues Guidance on Rule 506(c) Exemption SEC Issues No-Action Guidance Regarding Definit...
February 18, 2014 Client Update Fifth Circuit Upholds Decision Against Chevedden as More Companies Seek 14a-8 Relief from Courts The Fifth Circuit has upheld a Texas federal district court decision from last May granting summary judgment to Waste Conn...
February 14, 2014 Client Update Conversation with Vanguard about Its Perspectives on Governance Understanding the views of major shareholders becomes critical as companies head into the proxy season. We are fortunate ...
February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ...
February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ...
February 11, 2014 Client Update UPDATE: Broadridge Reverses Announced Change Regarding Interim Vote Tallies in Proxy Contests Last Thursday, Broadridge announced that it will change its procedures for reporting of interim voting results for proxy c...
February 11, 2014 Client Update Proxy Advisory Firms’ Policy Positions on Director Compensation Glass Lewis recently announced a policy of voting against members of the corporate governance committee at companies that ...
February 10, 2014 Client Update Changes to Proxy Mechanics Could Affect Proxy Contests Broadridge has announced a new policy that during proxy contests, each party will only receive the interim results of vote...
February 10, 2014 Client Update Who Knew that CLOs were Hedge Funds? U.S. financial regulators found themselves on the receiving end of an outpouring of concern from lawmakers last Wednesday ...