Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard... April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard... April 1, 2014 Client Update Dodd-Frank Progress Report - April 2014 In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized, and one rule was ... April 1, 2014 Client Update Can We Do Better by Ordinary Investors? That is the title of a law review article by Delaware Supreme Court Justice Leo Strine. Chief Justice Strine wades into th... March 27, 2014 Client Update SEC Cybersecurity Roundtable Panel Debate Public Disclosure and Board Roles The need for disclosure about cybersecurity breaches must be balanced against other factors, urged some of the panelists a... March 27, 2014 Client Update Beyond the Numbers: Factors that Influence ISS Recommendations for Say-on-Pay While only 142 Russell 3000 companies have failed say-on-pay in the last three years from over 7,000 companies with those ... March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc... March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc... March 25, 2014 Client Update SEC Warns Against Agreements Restricting Whistleblowers and Continues to Discuss Reforms Focused Proxy Advisers and Disclosure Requirements Sean McKessy, the Chief of the SEC’s whistleblower office, recently warned companies not to be “creative” in trying ... March 25, 2014 Articles & Books COMMENTARY: Why the Market Should Care About Proposed Clearing Agency Requirements On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new complia... Load More
April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard...
April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard...
April 1, 2014 Client Update Dodd-Frank Progress Report - April 2014 In the past month, no rulemaking requirement deadlines passed, one rulemaking requirement was finalized, and one rule was ...
April 1, 2014 Client Update Can We Do Better by Ordinary Investors? That is the title of a law review article by Delaware Supreme Court Justice Leo Strine. Chief Justice Strine wades into th...
March 27, 2014 Client Update SEC Cybersecurity Roundtable Panel Debate Public Disclosure and Board Roles The need for disclosure about cybersecurity breaches must be balanced against other factors, urged some of the panelists a...
March 27, 2014 Client Update Beyond the Numbers: Factors that Influence ISS Recommendations for Say-on-Pay While only 142 Russell 3000 companies have failed say-on-pay in the last three years from over 7,000 companies with those ...
March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc...
March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc...
March 25, 2014 Client Update SEC Warns Against Agreements Restricting Whistleblowers and Continues to Discuss Reforms Focused Proxy Advisers and Disclosure Requirements Sean McKessy, the Chief of the SEC’s whistleblower office, recently warned companies not to be “creative” in trying ...
March 25, 2014 Articles & Books COMMENTARY: Why the Market Should Care About Proposed Clearing Agency Requirements On March 12, the SEC issued a 400-page rule proposal that, if adopted as proposed, would impose a multitude of new complia...