Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 2, 2014 Client Update Broadridge Explains Its Current Policies on Interim Vote Tallies with Issuers as Decision-Makers, while CII Pursues Regulatory Solutions There remains some confusion about who exactly is getting information about vote tallies before an annual meeting, since t... May 2, 2014 Client Update Conflict Minerals Update: SEC Formally Stands by Staff Guidance Today the SEC issued a stay of the conflict minerals rule – but the stay extends only to “the effective date for compl... May 1, 2014 Client Update Trends in Shareholder Proposals for the 2014 Season, So Far We recently discussed early 2014 proxy season governance trends. With respect to shareholder proposals, the total number f... May 1, 2014 Client Update Dodd-Frank Progress Report - May 2014 In the past month, one rulemaking requirement was finalized and no rulemaking requirements were proposed. As of May 1, 20... May 1, 2014 Articles & Books The Examiners: Marshall Huebner on the Rural/Metro Ruling What does the Delaware Chancery Court’s Rural/Metro ruling mean for advisers to distressed companies? Did the court reac... April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep... April 29, 2014 Client Update Investment Management Regulatory Update - April 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Permit Fund to Implement Sub-advisory Arrangement Prior to Sha... April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co... April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep... April 29, 2014 Client Update Major Governance Changes at Nabors, But Vote-Counting Method Continues to Draw Criticism Amidst Questions About the Meaning of Abstentions In one fell swoop, Nabors Industries recently announced a number of significant governance changes that adopt the resoluti... Load More
May 2, 2014 Client Update Broadridge Explains Its Current Policies on Interim Vote Tallies with Issuers as Decision-Makers, while CII Pursues Regulatory Solutions There remains some confusion about who exactly is getting information about vote tallies before an annual meeting, since t...
May 2, 2014 Client Update Conflict Minerals Update: SEC Formally Stands by Staff Guidance Today the SEC issued a stay of the conflict minerals rule – but the stay extends only to “the effective date for compl...
May 1, 2014 Client Update Trends in Shareholder Proposals for the 2014 Season, So Far We recently discussed early 2014 proxy season governance trends. With respect to shareholder proposals, the total number f...
May 1, 2014 Client Update Dodd-Frank Progress Report - May 2014 In the past month, one rulemaking requirement was finalized and no rulemaking requirements were proposed. As of May 1, 20...
May 1, 2014 Articles & Books The Examiners: Marshall Huebner on the Rural/Metro Ruling What does the Delaware Chancery Court’s Rural/Metro ruling mean for advisers to distressed companies? Did the court reac...
April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep...
April 29, 2014 Client Update Investment Management Regulatory Update - April 2014 SEC Rules and Regulations SEC Grants No-Action Relief to Permit Fund to Implement Sub-advisory Arrangement Prior to Sha...
April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co...
April 29, 2014 Client Update DOJ and SEC Announce Filing of FCPA Enforcement Action Against Broker-Dealer Executives Continuing a flurry of recent enforcement activity under the U.S. Foreign Corrupt Practices Act (“FCPA”), the U.S. Dep...
April 29, 2014 Client Update Major Governance Changes at Nabors, But Vote-Counting Method Continues to Draw Criticism Amidst Questions About the Meaning of Abstentions In one fell swoop, Nabors Industries recently announced a number of significant governance changes that adopt the resoluti...