Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 28, 2016 Client Update Investment Management Regulatory Update - September 2016 SEC Rules and Regulations SEC Issues Notices of Intent to Issue Orders for Approved FINRA and MSRB Pay-to-Play Rules S... September 26, 2016 Client Update Implications for Issuers from Recent Auditor Independence Enforcement Cases The SEC recently found that EY violated the auditor independence rules in two cases based on the audit partners’ close p... September 21, 2016 Client Update UK Takeover Panel Publishes New Edition of the Takeover Code On 12 September 2016, the UK Takeover Panel published the twelfth edition of the Takeover Code, replacing in its entirety ... September 21, 2016 Client Update Intellectual Property Update: September 2016 Notable Developments Federal Circuit Rules that District Courts May Consider New Claim Construction in a Motion for Recon... September 21, 2016 Client Update Intellectual Property Update: September 2016 Notable Developments Federal Circuit Rules that District Courts May Consider New Claim Construction in a Motion for Recon... September 21, 2016 Client Update Public Officials Weigh in on SEC Regulation S-K Concept Release Current and former holders of political office are among the many who wrote in to the SEC with comments on its Regulation ... September 16, 2016 Client Update A Snapshot of the SEC Whistleblower Office Andrew Ceresney, the director of the Division of Enforcement at the SEC, gave a speech recently about the success of the S... September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto... September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto... September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB... Load More
September 28, 2016 Client Update Investment Management Regulatory Update - September 2016 SEC Rules and Regulations SEC Issues Notices of Intent to Issue Orders for Approved FINRA and MSRB Pay-to-Play Rules S...
September 26, 2016 Client Update Implications for Issuers from Recent Auditor Independence Enforcement Cases The SEC recently found that EY violated the auditor independence rules in two cases based on the audit partners’ close p...
September 21, 2016 Client Update UK Takeover Panel Publishes New Edition of the Takeover Code On 12 September 2016, the UK Takeover Panel published the twelfth edition of the Takeover Code, replacing in its entirety ...
September 21, 2016 Client Update Intellectual Property Update: September 2016 Notable Developments Federal Circuit Rules that District Courts May Consider New Claim Construction in a Motion for Recon...
September 21, 2016 Client Update Intellectual Property Update: September 2016 Notable Developments Federal Circuit Rules that District Courts May Consider New Claim Construction in a Motion for Recon...
September 21, 2016 Client Update Public Officials Weigh in on SEC Regulation S-K Concept Release Current and former holders of political office are among the many who wrote in to the SEC with comments on its Regulation ...
September 16, 2016 Client Update A Snapshot of the SEC Whistleblower Office Andrew Ceresney, the director of the Division of Enforcement at the SEC, gave a speech recently about the success of the S...
September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto...
September 16, 2016 Client Update Issue 6: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Run for the hills…Swiss-style Brexit EMIR and Brexit Despite a weekend of Brexit brainsto...
September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB...