Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 3, 2018 Client Update Federal Reserve Releases 2018 CCAR Results The Federal Reserve last week released the results of its 2018 Comprehensive Capital Analysis and Review (CCAR). We have... July 3, 2018 Client Update Status of Financial Regulatory Leadership Changes (July 2018) As we head into the July 4th holiday and the heart of summer approaches, we have updated our brief deck summarizing the le... July 3, 2018 Client Update SEC lowers threshold to qualify as a Smaller Reporting Company As part of the SEC’s continuing effort to streamline disclosure for smaller companies, the Securities and Exchange Commi... July 2, 2018 Client Update Another Equifax Employee Accused of Insider Trading On July 29, Equifax determined that it had been subject to an IT breach that included sensitive information. A crisis team... June 29, 2018 Client Update Comptroller's Office Details Results of Its Boardroom Accountability Project 2.0 on Board Diversity Eighty percent of the companies targeted by the New York City Comptroller responded, according to a press release announci... June 29, 2018 Client Update SEC Proposes New ETF Rule In a June 28, 2018 release (the “Proposing Release”) the Securities and Exchange Commission (the “SEC”) proposed n... June 28, 2018 Client Update Private Equity Regulatory Update - June 2018 Rules and Regulations SEC Updates Its Custody Rule FAQs Industry Update Commissioner Hester M. Peirce Outlines Enforcem... June 28, 2018 Client Update Investment Management Regulatory Update - June 2018 Rules and Regulations SEC Modernizes the Delivery of Fund Reports and Seeks Public Feedback on Improving Fund Disclosure ... June 27, 2018 Client Update OFAC Announces Regulations and Guidance Implementing Withdrawal from the JCPOA On June 27, 2018, the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) announced amendments to t... June 25, 2018 Client Update Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact The Supreme Court’s opinion in Lucia v. SEC, holding that SEC ALJs qualify as Officers of the United States under the Co... Load More
July 3, 2018 Client Update Federal Reserve Releases 2018 CCAR Results The Federal Reserve last week released the results of its 2018 Comprehensive Capital Analysis and Review (CCAR). We have...
July 3, 2018 Client Update Status of Financial Regulatory Leadership Changes (July 2018) As we head into the July 4th holiday and the heart of summer approaches, we have updated our brief deck summarizing the le...
July 3, 2018 Client Update SEC lowers threshold to qualify as a Smaller Reporting Company As part of the SEC’s continuing effort to streamline disclosure for smaller companies, the Securities and Exchange Commi...
July 2, 2018 Client Update Another Equifax Employee Accused of Insider Trading On July 29, Equifax determined that it had been subject to an IT breach that included sensitive information. A crisis team...
June 29, 2018 Client Update Comptroller's Office Details Results of Its Boardroom Accountability Project 2.0 on Board Diversity Eighty percent of the companies targeted by the New York City Comptroller responded, according to a press release announci...
June 29, 2018 Client Update SEC Proposes New ETF Rule In a June 28, 2018 release (the “Proposing Release”) the Securities and Exchange Commission (the “SEC”) proposed n...
June 28, 2018 Client Update Private Equity Regulatory Update - June 2018 Rules and Regulations SEC Updates Its Custody Rule FAQs Industry Update Commissioner Hester M. Peirce Outlines Enforcem...
June 28, 2018 Client Update Investment Management Regulatory Update - June 2018 Rules and Regulations SEC Modernizes the Delivery of Fund Reports and Seeks Public Feedback on Improving Fund Disclosure ...
June 27, 2018 Client Update OFAC Announces Regulations and Guidance Implementing Withdrawal from the JCPOA On June 27, 2018, the U.S. Treasury Department’s Office of Foreign Assets Control (“OFAC”) announced amendments to t...
June 25, 2018 Client Update Supreme Court Holds that SEC Administrative Law Judges Have Been Unconstitutionally Appointed in Decision that is Likely to Have Far-Reaching Impact The Supreme Court’s opinion in Lucia v. SEC, holding that SEC ALJs qualify as Officers of the United States under the Co...