Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 3, 2021 Client Update SEC’s Investor Advisory Committee recommends changes to Rule 10b5-1 trading plans Changes are on the horizon for a risk management tool widely used by both insiders and companies September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte... August 30, 2021 Client Update Private Equity Regulatory Update – August 2021 Below is our latest report on regulatory developments relating to private equity and investment management. In this issue... August 30, 2021 Client Update Investment Management Regulatory Update – August 2021 Here is our latest report on regulatory developments relating to private equity and investment management. In this issue, ... August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th... August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th... August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th... August 25, 2021 Articles & Books Identifying Item 4(c) and 4(d) Documents: Updates to a Classic Davis Polk counsel Mary Marks, associate Gregory Morrison and law clerk Elena Joffroy recently authored “Identifying Ite... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... Load More
September 3, 2021 Client Update SEC’s Investor Advisory Committee recommends changes to Rule 10b5-1 trading plans Changes are on the horizon for a risk management tool widely used by both insiders and companies
September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte...
August 30, 2021 Client Update Private Equity Regulatory Update – August 2021 Below is our latest report on regulatory developments relating to private equity and investment management. In this issue...
August 30, 2021 Client Update Investment Management Regulatory Update – August 2021 Here is our latest report on regulatory developments relating to private equity and investment management. In this issue, ...
August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th...
August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th...
August 27, 2021 Client Update Law firm response to Investment Company Act lawsuits targeting the SPAC industry Updated September 3, 2021Recently a purported shareholder of certain SPACs initiated derivative lawsuits asserting that th...
August 25, 2021 Articles & Books Identifying Item 4(c) and 4(d) Documents: Updates to a Classic Davis Polk counsel Mary Marks, associate Gregory Morrison and law clerk Elena Joffroy recently authored “Identifying Ite...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...