Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two... June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w... June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... May 29, 2009 Client Update FINRA May Not Clear Some Shelfs on an Expedited Basis A company that has been subject to SEC reporting obligations for fewer than three years, that has less than $150 million i... May 27, 2009 Client Update Senator Schumer Proposes Key Governance Changes for U.S. Public Companies Senator Charles Schumer recently introduced a bill, The Shareholder Bill of Rights Act of 2009, which if adopted would imp... May 20, 2009 Client Update SEC Proposes Rule to Allow 1% Shareholders (or a Group of Shareholders holding 1%) to Nominate Directors at Large Companies In response to a public outcry over compensation and other practices and a call for accountability in the current financia... May 13, 2009 Client Update The Authorizing the Regulation of Swaps Act On May 4, 2009, Senator Carl Levin (D-Michigan) and Senator Susan Collins (R-Maine) introduced the Authorizing the Regulat... May 4, 2009 Client Update Short Sale Proposals: Key Questions The Securities and Exchange Commission will hold a roundtable at its headquarters in Washington, DC on May 5, 2009 to disc... May 1, 2009 Articles & Books Disclosure and Approval of Related Person Transactions: Examining the Revised Regulations In August 2006, the SEC published its final release to completely overhaul the rules and regulations for executive compens... Load More
July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two...
June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w...
June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
May 29, 2009 Client Update FINRA May Not Clear Some Shelfs on an Expedited Basis A company that has been subject to SEC reporting obligations for fewer than three years, that has less than $150 million i...
May 27, 2009 Client Update Senator Schumer Proposes Key Governance Changes for U.S. Public Companies Senator Charles Schumer recently introduced a bill, The Shareholder Bill of Rights Act of 2009, which if adopted would imp...
May 20, 2009 Client Update SEC Proposes Rule to Allow 1% Shareholders (or a Group of Shareholders holding 1%) to Nominate Directors at Large Companies In response to a public outcry over compensation and other practices and a call for accountability in the current financia...
May 13, 2009 Client Update The Authorizing the Regulation of Swaps Act On May 4, 2009, Senator Carl Levin (D-Michigan) and Senator Susan Collins (R-Maine) introduced the Authorizing the Regulat...
May 4, 2009 Client Update Short Sale Proposals: Key Questions The Securities and Exchange Commission will hold a roundtable at its headquarters in Washington, DC on May 5, 2009 to disc...
May 1, 2009 Articles & Books Disclosure and Approval of Related Person Transactions: Examining the Revised Regulations In August 2006, the SEC published its final release to completely overhaul the rules and regulations for executive compens...