Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 23, 2010 Client Update Spotlight on New Disclosure Requirements for Mining and Natural Resource Companies in Dodd-Frank Act The Dodd-Frank Wall Street Reform and Consumer Act recently signed into law by the President contains three new disclosure... July 21, 2010 Client Update Guidance on Use of Credit Ratings in Securities Offerings Following Dodd-Frank Among the many provisions contained in The Dodd-Frank Wall Street Reform and Consumer Protection Act (signed into law by t... July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t... July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A... July 6, 2010 Client Update NASDAQ Corporate Governance Rule Update NASDAQ has amended its rules to require a NASDAQ listed company to promptly notify NASDAQ after an executive officer becom... June 30, 2010 Client Update New Trading Pause Proposals to Include More Issuers In an attempt to protect a wider range of issuers from the aberrational pricing experienced by many issuers during the “... June 28, 2010 Client Update U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank On June 24, 2010, the Supreme Court issued an important decision narrowing the reach of the key antifraud provisions of th... April 29, 2010 Client Update Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled At a meeting of the ABA Subcommittee on Securities Regulation last Friday, Tom Kim, Chief Counsel, SEC Division of Corpora... March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ... March 16, 2010 Client Update Corporate Governance and Executive Compensation in the New Dodd Bill: Implications for All US Public Companies The past 18 months have been witness to tremendous legislative and regulatory activity in the area of corporate governance... Load More
July 23, 2010 Client Update Spotlight on New Disclosure Requirements for Mining and Natural Resource Companies in Dodd-Frank Act The Dodd-Frank Wall Street Reform and Consumer Act recently signed into law by the President contains three new disclosure...
July 21, 2010 Client Update Guidance on Use of Credit Ratings in Securities Offerings Following Dodd-Frank Among the many provisions contained in The Dodd-Frank Wall Street Reform and Consumer Protection Act (signed into law by t...
July 9, 2010 Client Update Davis Polk Regulatory Implementation Slides The following slides show the effective dates for various agency rulemakings required, and statutory amendments made, by t...
July 9, 2010 Client Update Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Passed by the House of Representatives on June 30, 2010 With the President’s signature on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (“the A...
July 6, 2010 Client Update NASDAQ Corporate Governance Rule Update NASDAQ has amended its rules to require a NASDAQ listed company to promptly notify NASDAQ after an executive officer becom...
June 30, 2010 Client Update New Trading Pause Proposals to Include More Issuers In an attempt to protect a wider range of issuers from the aberrational pricing experienced by many issuers during the “...
June 28, 2010 Client Update U.S. Supreme Court Limits Extraterritorial Application of U.S. Securities Laws—Morrison v. National Australia Bank On June 24, 2010, the Supreme Court issued an important decision narrowing the reach of the key antifraud provisions of th...
April 29, 2010 Client Update Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled At a meeting of the ABA Subcommittee on Securities Regulation last Friday, Tom Kim, Chief Counsel, SEC Division of Corpora...
March 19, 2010 Client Update Modifications to Global Research Settlement Pave Way for Chaperoned Research and Investment Banking Participation in Joint Due Diligence Sessions The Southern District of New York (“SDNY”) recently agreed to modify the Global Research Equity Settlement (“Global ...
March 16, 2010 Client Update Corporate Governance and Executive Compensation in the New Dodd Bill: Implications for All US Public Companies The past 18 months have been witness to tremendous legislative and regulatory activity in the area of corporate governance...