Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s... November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op... October 18, 2018 Client Update Adding Insult to Injury: SEC Warns That Cyber Incidents May Lead to Enforcement Action On Tuesday, the Securities and Exchange Commission issued a Section 21(a) report of investigation emphasizing the importan... September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t... August 20, 2018 Client Update SEC Updates Its Disclosure Rulebook When it enacted the FAST Act of 2015, Congress ordered the SEC to amend Regulation S-K by June 1, 2016 in order to elimina... July 26, 2018 Client Update SEC Proposes Reduction in Financial Reporting Requirements for Guaranteed and Secured Notes On July 24, 2018, the Securities and Exchange Commission proposed amendments to the financial disclosure requirements in S... July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit... July 18, 2018 Client Update Boards and #MeToo #MeToo may no longer dominate daily headlines but its indelible impression remains. Corporate boards’ mandate to act in ... July 18, 2018 Client Update Ninth Circuit Holds That Section 10(b) Reaches Domestic Purchases of Unsponsored ADRs and That the Supreme Court’s Morrison Decision Does Not Preclude Claims Against Issuers Arising Out of Such Purchases On July 17, the Ninth Circuit issued a decision holding that an overseas company with unsponsored ADRs trading in the Unit... Load More
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s...
November 15, 2018 Client Update SEC Adopts New Mining Disclosure Rules On October 31, 2018, the SEC adopted final rules modernizing disclosure requirements for companies with material mining op...
October 18, 2018 Client Update Adding Insult to Injury: SEC Warns That Cyber Incidents May Lead to Enforcement Action On Tuesday, the Securities and Exchange Commission issued a Section 21(a) report of investigation emphasizing the importan...
September 12, 2018 Client Update Changes to the Prospectus Format and Content - ESMA's Final Technical Advice and Proposed Guidelines This memorandum provides an overview of the key changes regarding the format and content of the prospectus introduced by t...
August 20, 2018 Client Update SEC Updates Its Disclosure Rulebook When it enacted the FAST Act of 2015, Congress ordered the SEC to amend Regulation S-K by June 1, 2016 in order to elimina...
July 26, 2018 Client Update SEC Proposes Reduction in Financial Reporting Requirements for Guaranteed and Secured Notes On July 24, 2018, the Securities and Exchange Commission proposed amendments to the financial disclosure requirements in S...
July 23, 2018 Client Update SEC Revisits Equity Compensation Offerings by Amending Rule 701 and Seeking Comment on Further Changes to Rule 701 and Form S-8 On July 18, 2018, the Securities and Exchange Commission (SEC) voted unanimously both to issue a final rule and to solicit...
July 18, 2018 Client Update Boards and #MeToo #MeToo may no longer dominate daily headlines but its indelible impression remains. Corporate boards’ mandate to act in ...
July 18, 2018 Client Update Ninth Circuit Holds That Section 10(b) Reaches Domestic Purchases of Unsponsored ADRs and That the Supreme Court’s Morrison Decision Does Not Preclude Claims Against Issuers Arising Out of Such Purchases On July 17, the Ninth Circuit issued a decision holding that an overseas company with unsponsored ADRs trading in the Unit...