Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insi... April 8, 2021 Articles & Books A call for greater clarity around SEC cooperation credit Davis Polk partner Robert Cohen and associate Brook Jackling recently authored “A Call for Greater Clarity Around SEC Co... March 8, 2021 Client Update Reg FD and the riskiest of phone calls On March 5, the SEC announced charges against AT&T for violating Regulation FD (Fair Disclosure), the agency’s marquee r... March 5, 2021 Client Update SEC establishes Enforcement Division Climate and ESG Task Force Yesterday, the Securities and Exchange Commission announced a newly created Climate and ESG Task Force in the Division of ... March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia... February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio... February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t... January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo... January 26, 2021 Client Update Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision On January 11, 2021, the Supreme Court vacated the Second Circuit’s controversial decision in United States v. Blaszczak... January 4, 2021 Client Update The Anti-Money Laundering Act of 2020 – Key takeaways The Anti-Money Laundering Act of 2020 implements the most extensive revisions to anti-money laundering law since the USA P... Load More
May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insi...
April 8, 2021 Articles & Books A call for greater clarity around SEC cooperation credit Davis Polk partner Robert Cohen and associate Brook Jackling recently authored “A Call for Greater Clarity Around SEC Co...
March 8, 2021 Client Update Reg FD and the riskiest of phone calls On March 5, the SEC announced charges against AT&T for violating Regulation FD (Fair Disclosure), the agency’s marquee r...
March 5, 2021 Client Update SEC establishes Enforcement Division Climate and ESG Task Force Yesterday, the Securities and Exchange Commission announced a newly created Climate and ESG Task Force in the Division of ...
March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia...
February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio...
February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t...
January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo...
January 26, 2021 Client Update Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision On January 11, 2021, the Supreme Court vacated the Second Circuit’s controversial decision in United States v. Blaszczak...
January 4, 2021 Client Update The Anti-Money Laundering Act of 2020 – Key takeaways The Anti-Money Laundering Act of 2020 implements the most extensive revisions to anti-money laundering law since the USA P...