Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and... March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and... March 27, 2015 Client Update PCAOB Plans to Re-Propose Standard Governing Critical Audit Matters in Auditors’ Reports According to a recent speech by PCAOB board member Jay Hanson, the PCAOB is evaluating the comments they have received on ... March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be... March 25, 2015 Client Update Congress Tries to Influence Timing of Pay Ratio Rule The SEC’s proposed rules on pay ratio disclosure is again the focus of Congressional attention, as three members of the ... March 24, 2015 Articles & Books Implications of the SEC’s Plans to Amend Rule 15b9-1 The SEC plans to vote on a proposal on March 25 to amend Exchange Act Rule 15b9-1, which currently enables a certain group... March 24, 2015 Articles & Books Key Developments and Trends in DIP Financing Interest in the DIP financing market on the part of both traditional bank lenders and a new class of institutional investo... March 23, 2015 Client Update What We Can Expect from the Review of the SEC Rule 14a-8 Conflicting Proposal Framework As companies that received proxy access shareholder proposals for this proxy season are determining their the best course ... March 20, 2015 Client Update Using the Courts to Force the SEC to Act on Dodd-Frank Rulemaking It has been nearly four years since April 17, 2011, the original deadline under Dodd-Frank for the SEC to adopt a resource... March 17, 2015 Client Update Proxy Access Developments Two press releases announced that the New York City Comptroller has agreed to withdraw proxy access shareholder proposals ... Load More
March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and...
March 30, 2015 Client Update SEC Adopts Final Regulation A+ Rules On March 25, 2015, the SEC adopted amendments to Regulation A, a Securities Act exemption forofferings by nonpublic US and...
March 27, 2015 Client Update PCAOB Plans to Re-Propose Standard Governing Critical Audit Matters in Auditors’ Reports According to a recent speech by PCAOB board member Jay Hanson, the PCAOB is evaluating the comments they have received on ...
March 26, 2015 Client Update Investment Management Regulatory Update - March 2015 SEC Rules and Regulations SEC Extends Rule 482 No-Action Position to Certain Information Furnished to Participants and Be...
March 25, 2015 Client Update Congress Tries to Influence Timing of Pay Ratio Rule The SEC’s proposed rules on pay ratio disclosure is again the focus of Congressional attention, as three members of the ...
March 24, 2015 Articles & Books Implications of the SEC’s Plans to Amend Rule 15b9-1 The SEC plans to vote on a proposal on March 25 to amend Exchange Act Rule 15b9-1, which currently enables a certain group...
March 24, 2015 Articles & Books Key Developments and Trends in DIP Financing Interest in the DIP financing market on the part of both traditional bank lenders and a new class of institutional investo...
March 23, 2015 Client Update What We Can Expect from the Review of the SEC Rule 14a-8 Conflicting Proposal Framework As companies that received proxy access shareholder proposals for this proxy season are determining their the best course ...
March 20, 2015 Client Update Using the Courts to Force the SEC to Act on Dodd-Frank Rulemaking It has been nearly four years since April 17, 2011, the original deadline under Dodd-Frank for the SEC to adopt a resource...
March 17, 2015 Client Update Proxy Access Developments Two press releases announced that the New York City Comptroller has agreed to withdraw proxy access shareholder proposals ...