Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 7, 2017 Client Update Bipartisan Senate Bill Advances from Committee Largely Unchanged The Senate’s bipartisan regulatory relief bill advanced out of the Senate Banking Committee this week with only minor ch... December 6, 2017 Client Update SEC Approves NYSE Rule Delaying Companies from Issuing Material News After Exchange Closes, Except to Meet FD Compliance The SEC has approved a rule change to the NYSE Listed Company Manual Section 202.06 from a proposal it made back in August... December 5, 2017 Client Update Senate Tax Bill Navigator Our navigator serves as a guide to the final Senate tax bill passed by the Senate on December 2, 2017. It includes a tabl... December 4, 2017 Client Update Senator Pushes SEC Commissioner Nominees on Activism, Buybacks and Executive Pay, and May Delay Confirmation Process Senator Tammy Baldwin (D., Wis.) has placed a hold on the nomination of Robert Jackson and Hester Peirce as commissioners ... December 1, 2017 Client Update Federal Reserve Maintains 0% Countercyclical Capital Buffer The Federal Reserve Board announced today that it will continue its policy of not deploying the countercyclical buffer (CC... November 28, 2017 Client Update Private Equity Regulatory Update - November 2017 Industry Update Treasury Department Publishes Recommendations on Regulation of Asset Management Industry LabCFTC Releases... November 28, 2017 Client Update Investment Management Regulatory Update - November 2017 SEC Rules and Regulations SEC Proposes Amendments to Investment Company Act and Advisers Act Rules to Require Hyperlinkin... November 28, 2017 Client Update Delay of Full Applicability Date of Exemptions Related to Fiduciary Rule Now Official As expected, the DOL has officially delayed the applicability date of the full requirements of the Best Interest Contract ... November 27, 2017 Client Update DOL Officially Delays Certain Requirements of Exemptions Related to the Fiduciary Rule Last Friday, November 24, 2017, the Department of Labor (the “DOL”) granted a delay of the full applicability date of ... November 27, 2017 Client Update Left Out in the Cold? The Bipartisan Senate Bill and G-SIBs, Other Large Banks and Foreign Banks Does the bipartisan Senate bill described in our earlier post leave large banks, i.e., banking organizations with $250 bil... Load More
December 7, 2017 Client Update Bipartisan Senate Bill Advances from Committee Largely Unchanged The Senate’s bipartisan regulatory relief bill advanced out of the Senate Banking Committee this week with only minor ch...
December 6, 2017 Client Update SEC Approves NYSE Rule Delaying Companies from Issuing Material News After Exchange Closes, Except to Meet FD Compliance The SEC has approved a rule change to the NYSE Listed Company Manual Section 202.06 from a proposal it made back in August...
December 5, 2017 Client Update Senate Tax Bill Navigator Our navigator serves as a guide to the final Senate tax bill passed by the Senate on December 2, 2017. It includes a tabl...
December 4, 2017 Client Update Senator Pushes SEC Commissioner Nominees on Activism, Buybacks and Executive Pay, and May Delay Confirmation Process Senator Tammy Baldwin (D., Wis.) has placed a hold on the nomination of Robert Jackson and Hester Peirce as commissioners ...
December 1, 2017 Client Update Federal Reserve Maintains 0% Countercyclical Capital Buffer The Federal Reserve Board announced today that it will continue its policy of not deploying the countercyclical buffer (CC...
November 28, 2017 Client Update Private Equity Regulatory Update - November 2017 Industry Update Treasury Department Publishes Recommendations on Regulation of Asset Management Industry LabCFTC Releases...
November 28, 2017 Client Update Investment Management Regulatory Update - November 2017 SEC Rules and Regulations SEC Proposes Amendments to Investment Company Act and Advisers Act Rules to Require Hyperlinkin...
November 28, 2017 Client Update Delay of Full Applicability Date of Exemptions Related to Fiduciary Rule Now Official As expected, the DOL has officially delayed the applicability date of the full requirements of the Best Interest Contract ...
November 27, 2017 Client Update DOL Officially Delays Certain Requirements of Exemptions Related to the Fiduciary Rule Last Friday, November 24, 2017, the Department of Labor (the “DOL”) granted a delay of the full applicability date of ...
November 27, 2017 Client Update Left Out in the Cold? The Bipartisan Senate Bill and G-SIBs, Other Large Banks and Foreign Banks Does the bipartisan Senate bill described in our earlier post leave large banks, i.e., banking organizations with $250 bil...