Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 21, 2018 Client Update U.S. Prosecutors and Regulators Impose Second Largest Penalty Ever Levied Against a Financial Institution for Violations of U.S. Economic Sanctions On November 19, 2018, a group of five U.S. federal and state prosecutors and regulators[1] announced that they had reached... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De... November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s... November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co... November 20, 2018 Client Update Private Equity Regulatory Update - November 2018 Industry Update OCIE Issues Risk Alert Regarding Investment Advisers and Cash Solicitation Rule Compliance Issues Litiga... November 20, 2018 Client Update Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century Through the first two weeks of November, the FTC convened the fifth, sixth and seventh of its Hearings on Competition and ... November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan... Load More
November 21, 2018 Client Update U.S. Prosecutors and Regulators Impose Second Largest Penalty Ever Levied Against a Financial Institution for Violations of U.S. Economic Sanctions On November 19, 2018, a group of five U.S. federal and state prosecutors and regulators[1] announced that they had reached...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 21, 2018 Client Update Issue 13: Lex et Brexit — The Law and Brexit IN THIS ISSUE: A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political De...
November 20, 2018 Client Update SEC Lays Out Roadmap for Resolving Illegal ICOs In a pair of settled enforcement actions involving initial coin offerings that the SEC deemed to be illegal unregistered s...
November 20, 2018 Client Update Investment Management Regulatory Update - November 2018 Rules and Regulations SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Co...
November 20, 2018 Client Update Private Equity Regulatory Update - November 2018 Industry Update OCIE Issues Risk Alert Regarding Investment Advisers and Cash Solicitation Rule Compliance Issues Litiga...
November 20, 2018 Client Update Newsflash: FTC Hearings 5, 6 and 7 on Competition and Consumer Protection in the 21st Century Through the first two weeks of November, the FTC convened the fifth, sixth and seventh of its Hearings on Competition and ...
November 19, 2018 Client Update Davis Polk Financial Services Regulatory Reform Tool — Post Midterm Election Edition Financial services regulatory reform will continue to evolve in 2018 and 2019. As we observe the changing legislative lan...