Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi... October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ... September 27, 2013 Client Update No SEC Shutdown The SEC has posted on its website that it “will remain open and operational in the event the federal government undergoe... September 20, 2013 Client Update Proposed Pay Ratio Disclosure Rule Released by the SEC On September 18, 2013, in a 3-2 vote, the SEC proposed a rule implementing the provision of the Dodd-Frank Act that requir... September 10, 2013 Client Update PCAOB Proposals Would Significantly Expand Auditor Responsibility The PCAOB recently proposed two auditing standards in an effort to improve the auditor’s report that accompanies annual ... August 28, 2013 Articles & Books Briefings on the 2013 New Hong Kong IPO Sponsor Regime On 23 July 2013, the Stock Exchange of Hong Kong Limited released a large number of amendments to the Rules Governing the ... August 28, 2013 Articles & Books 达维简报 - 2013年香港首次公开招股保荐人机制的最新修订 香港联合交易所有限公司于2013年7月23日发布了对《香港联合交易所有限公司证券上市规则》?... August 6, 2013 Client Update First Circuit Sun Capital Decision Increases ERISA Exposure for Private Equity Funds On July 24, 2013, in a controversial ruling in the Sun Capital case, the U.S. Court of Appeals for the First Circuit endor... July 28, 2013 Client Update Private Offering Reform: Analysis and Implications On July 10, 2013, the SEC adopted amendments to the Regulation D and Rule 144A private-placement safe harbors, which will ... July 24, 2013 Client Update U.S. District Court Upholds Conflict Minerals Rules On July 23, Judge Robert L. Wilkins of the U.S. District Court for the District of Columbia rejected a lawsuit brought by ... Load More
October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi...
October 22, 2013 Client Update U.K. Takeover Panel Amends Regime for Profit Forecasts and Quantified Financial Benefits Statements Significant amendments to the U.K. Takeover Code (the “Code”) took effect from September 30, 2013. The U.K. Takeover ...
September 27, 2013 Client Update No SEC Shutdown The SEC has posted on its website that it “will remain open and operational in the event the federal government undergoe...
September 20, 2013 Client Update Proposed Pay Ratio Disclosure Rule Released by the SEC On September 18, 2013, in a 3-2 vote, the SEC proposed a rule implementing the provision of the Dodd-Frank Act that requir...
September 10, 2013 Client Update PCAOB Proposals Would Significantly Expand Auditor Responsibility The PCAOB recently proposed two auditing standards in an effort to improve the auditor’s report that accompanies annual ...
August 28, 2013 Articles & Books Briefings on the 2013 New Hong Kong IPO Sponsor Regime On 23 July 2013, the Stock Exchange of Hong Kong Limited released a large number of amendments to the Rules Governing the ...
August 28, 2013 Articles & Books 达维简报 - 2013年香港首次公开招股保荐人机制的最新修订 香港联合交易所有限公司于2013年7月23日发布了对《香港联合交易所有限公司证券上市规则》?...
August 6, 2013 Client Update First Circuit Sun Capital Decision Increases ERISA Exposure for Private Equity Funds On July 24, 2013, in a controversial ruling in the Sun Capital case, the U.S. Court of Appeals for the First Circuit endor...
July 28, 2013 Client Update Private Offering Reform: Analysis and Implications On July 10, 2013, the SEC adopted amendments to the Regulation D and Rule 144A private-placement safe harbors, which will ...
July 24, 2013 Client Update U.S. District Court Upholds Conflict Minerals Rules On July 23, Judge Robert L. Wilkins of the U.S. District Court for the District of Columbia rejected a lawsuit brought by ...