Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... December 4, 2013 Client Update Nasdaq Proposes More Flexible Compensation Committee Independence Standards The NYSE and Nasdaq listing standards governing the independence of compensation committee members, as required under Dodd... November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a... November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer... November 7, 2013 Client Update Enhancing the Effectiveness of the UK Listing Regime – Feedback and Further Consultation On November 5, 2013, the UK Financial Conduct Authority (the “FCA”) published near final rules and a further round of ... November 5, 2013 Client Update Prospectus Disclosure Regime in Europe Regulators have recently clarified two important aspects of the prospectus regime that applies across the European Economi... November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad... October 24, 2013 Client Update European Regulatory Snapshot: The Amended Transparency Directive On October 17, 2013, the Council of the EU adopted the proposal for a directive to amend the Transparency Directive (2004/... October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu... Load More
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...
December 4, 2013 Client Update Nasdaq Proposes More Flexible Compensation Committee Independence Standards The NYSE and Nasdaq listing standards governing the independence of compensation committee members, as required under Dodd...
November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a...
November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer...
November 7, 2013 Client Update Enhancing the Effectiveness of the UK Listing Regime – Feedback and Further Consultation On November 5, 2013, the UK Financial Conduct Authority (the “FCA”) published near final rules and a further round of ...
November 5, 2013 Client Update Prospectus Disclosure Regime in Europe Regulators have recently clarified two important aspects of the prospectus regime that applies across the European Economi...
November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad...
October 24, 2013 Client Update European Regulatory Snapshot: The Amended Transparency Directive On October 17, 2013, the Council of the EU adopted the proposal for a directive to amend the Transparency Directive (2004/...
October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu...