Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 30, 2012 Client Update U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled On March 26, 2012, in Credit Suisse Securities (USA) LLC v. Simmonds, the U.S. Supreme Court held 8 0 that not filing a Se... January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major... January 23, 2012 Articles & Books Executive Compensation Planning for Pre-IPO Companies December 13, 2011 Client Update Say-on-Pay Year Two: a Planning Primer For most companies 2011 was the first year for say-on-pay. The good news is that most emerged from the process unscathed. ... November 29, 2011 Client Update New ISS Policies Overhaul Say-on-Pay Analysis ISS’s annual policy update, released this month in anticipation of the 2012 proxy season, revises existing policies and ... October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e... October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov... June 7, 2011 Client Update SEC Whistleblower Rules: What You Need to Know The SEC has now issued rules implementing the Dodd-Frank whistleblower bounty provisions, ushering in a radically new comp... April 1, 2011 Client Update SEC Proposes Independence Rules for Compensation Committees and Advisers On March 30, 2011, the SEC proposed rules to implement the Dodd-Frank Act’s requirements regarding the independence of c... March 31, 2011 Client Update Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions Yesterday seven federal agencies jointly finalized a proposed rule under Section 956 of the Dodd-Frank Wall Street Reform ... Load More
March 30, 2012 Client Update U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled On March 26, 2012, in Credit Suisse Securities (USA) LLC v. Simmonds, the U.S. Supreme Court held 8 0 that not filing a Se...
January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major...
December 13, 2011 Client Update Say-on-Pay Year Two: a Planning Primer For most companies 2011 was the first year for say-on-pay. The good news is that most emerged from the process unscathed. ...
November 29, 2011 Client Update New ISS Policies Overhaul Say-on-Pay Analysis ISS’s annual policy update, released this month in anticipation of the 2012 proxy season, revises existing policies and ...
October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e...
October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov...
June 7, 2011 Client Update SEC Whistleblower Rules: What You Need to Know The SEC has now issued rules implementing the Dodd-Frank whistleblower bounty provisions, ushering in a radically new comp...
April 1, 2011 Client Update SEC Proposes Independence Rules for Compensation Committees and Advisers On March 30, 2011, the SEC proposed rules to implement the Dodd-Frank Act’s requirements regarding the independence of c...
March 31, 2011 Client Update Federal Agencies Finalize Proposed Interagency Rule on Incentive-Based Compensation for Financial Institutions Yesterday seven federal agencies jointly finalized a proposed rule under Section 956 of the Dodd-Frank Wall Street Reform ...