Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 8, 2017 Client Update Financial CHOICE Act 2.0 Passes House Financial Services Committee A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial S... March 1, 2017 Client Update DOL Proposes 60-Day Delay of Applicability of Fiduciary Rule Today, March 1, 2017, the Department of Labor (the “DOL”) proposed to delay the applicability date of its fiduciary ru... December 22, 2016 Client Update SEC Announces Two Enforcement Actions Regarding Restrictive Language in Severance Agreements The SEC issued two orders concerning violations of Exchange Act Rule 21F-17 this week. On December 19, the Commission iss... December 12, 2016 Client Update Predictions on Possible Changes to and Timing of the Dodd-Frank Executive Compensation Provisions With President-elect Donald Trump’s transition underway, speculation has been rife as to the impact of his Administratio... November 17, 2016 Client Update The Trump Transition and Possible Directions for Financial Regulatory Reform President-Elect Trump’s transition website promises to “dismantle the Dodd-Frank Act and replace it with new policies ... November 10, 2016 Client Update ISS Updates Pay-for-Performance Evaluation Methodology for 2017 On November 8, 2016, the proxy advisory firm Institutional Shareholder Services Inc. (ISS) released updates to its methodo... October 14, 2016 Articles & Books Jensen Embodied in Proposed Dodd-Frank Rule The possibility that a C-level executive might have his or her compensation “clawed back” after engineering a financia... June 13, 2016 Client Update Partners as Employees? IRS Says Not So Fast Last month, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued final and tem... June 3, 2016 Client Update The DOL Fiduciary Regulation and Its Impact on the Financial Services Industry On April 8, 2016 the Department of Labor published controversial final rules significantly expanding the definition of a f... June 2, 2016 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - June 2016 With ongoing pressure on companies that are past the IPO stage to update or modify their corporate governance practices to... Load More
May 8, 2017 Client Update Financial CHOICE Act 2.0 Passes House Financial Services Committee A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial S...
March 1, 2017 Client Update DOL Proposes 60-Day Delay of Applicability of Fiduciary Rule Today, March 1, 2017, the Department of Labor (the “DOL”) proposed to delay the applicability date of its fiduciary ru...
December 22, 2016 Client Update SEC Announces Two Enforcement Actions Regarding Restrictive Language in Severance Agreements The SEC issued two orders concerning violations of Exchange Act Rule 21F-17 this week. On December 19, the Commission iss...
December 12, 2016 Client Update Predictions on Possible Changes to and Timing of the Dodd-Frank Executive Compensation Provisions With President-elect Donald Trump’s transition underway, speculation has been rife as to the impact of his Administratio...
November 17, 2016 Client Update The Trump Transition and Possible Directions for Financial Regulatory Reform President-Elect Trump’s transition website promises to “dismantle the Dodd-Frank Act and replace it with new policies ...
November 10, 2016 Client Update ISS Updates Pay-for-Performance Evaluation Methodology for 2017 On November 8, 2016, the proxy advisory firm Institutional Shareholder Services Inc. (ISS) released updates to its methodo...
October 14, 2016 Articles & Books Jensen Embodied in Proposed Dodd-Frank Rule The possibility that a C-level executive might have his or her compensation “clawed back” after engineering a financia...
June 13, 2016 Client Update Partners as Employees? IRS Says Not So Fast Last month, the Internal Revenue Service (the “IRS”) and the Treasury Department (“Treasury”) issued final and tem...
June 3, 2016 Client Update The DOL Fiduciary Regulation and Its Impact on the Financial Services Industry On April 8, 2016 the Department of Labor published controversial final rules significantly expanding the definition of a f...
June 2, 2016 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - June 2016 With ongoing pressure on companies that are past the IPO stage to update or modify their corporate governance practices to...