Region Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete... January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu... January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou... January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ... January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re... December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul... November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad... October 1, 2013 Articles & Books Chapter on French Insolvency Law French insolvency law provides for six restructuring and (pre-)insolvency proceedings, which can be classified into two su... July 30, 2013 Client Update France Ring-Fences Proprietary Trading Activities On July 27, 2013 , new legislation was promulgated in France aimed at the ring-fencing and regulation of certain banking a... July 23, 2013 Client Update France Implements Bail-In On July 18, 2013, new bank legislation was adopted in France aimed at the ring-fencing and regulation of certain banking a... Load More
February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete...
January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu...
January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou...
January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ...
January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re...
December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul...
November 1, 2013 Articles & Books The International Capital Markets Review: United Kingdom The way in which the UK financial services industry is regulated underwent a significant restructuring in 2013 with the ad...
October 1, 2013 Articles & Books Chapter on French Insolvency Law French insolvency law provides for six restructuring and (pre-)insolvency proceedings, which can be classified into two su...
July 30, 2013 Client Update France Ring-Fences Proprietary Trading Activities On July 27, 2013 , new legislation was promulgated in France aimed at the ring-fencing and regulation of certain banking a...
July 23, 2013 Client Update France Implements Bail-In On July 18, 2013, new bank legislation was adopted in France aimed at the ring-fencing and regulation of certain banking a...