Region Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 1, 2014 Client Update UK Takeover Panel proposals to amend the Takeover Code The UK Takeover Panel recently published its Annual Report for 2013/14. The Director General of the Panel noted that acti... May 28, 2014 Client Update Investment Management Regulatory Update - May 2014 SEC Rules and Regulations SEC Reopens Commenting Period on Target Date Funds SEC Grants No-Action Relief to 403(b) Pla... May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd... May 16, 2014 Client Update Enhancing the Effectiveness of the UK Listing Regime – implementation Significant new rules to strengthen the UK premium listing regime come into force today. The rules have been the subject o... March 24, 2014 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum The Federal Reserve’s Dodd-Frank enhanced prudential standards (EPS) final rule adopts a tiered approach for applying EP... February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete... January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu... January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou... January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ... January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re... Load More
August 1, 2014 Client Update UK Takeover Panel proposals to amend the Takeover Code The UK Takeover Panel recently published its Annual Report for 2013/14. The Director General of the Panel noted that acti...
May 28, 2014 Client Update Investment Management Regulatory Update - May 2014 SEC Rules and Regulations SEC Reopens Commenting Period on Target Date Funds SEC Grants No-Action Relief to 403(b) Pla...
May 27, 2014 Client Update Dodd-Frank Concentration Limit on Financial Institution M&A: Visual Memorandum The Federal Reserve has issued a proposal to implement the financial sector concentration limit in Section 622 of the Dodd...
May 16, 2014 Client Update Enhancing the Effectiveness of the UK Listing Regime – implementation Significant new rules to strengthen the UK premium listing regime come into force today. The rules have been the subject o...
March 24, 2014 Client Update Dodd-Frank Enhanced Prudential Standards for Foreign Banks with Limited U.S. Footprints: Visual Memorandum The Federal Reserve’s Dodd-Frank enhanced prudential standards (EPS) final rule adopts a tiered approach for applying EP...
February 4, 2014 Client Update UK Financial Conduct Authority Consultation on Sponsor Competence On 30 January, the UK’s Financial Conduct Authority (“FCA”) issued a consultation paper (CP 14/2) on sponsor compete...
January 27, 2014 Client Update Investment Management Regulatory Update - January 2014 SEC Rules and Regulations SEC Releases Additional Rule 506 “Bad Actor” Guidance IM Guidance Update Clarifies Exclu...
January 23, 2014 Client Update Preparing Your 2013 Form 20-F This memorandum highlights some considerations for the preparation of your 2013 annual report on Form 20-F. As in previou...
January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ...
January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re...