Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 30, 2012 Client Update U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled On March 26, 2012, in Credit Suisse Securities (USA) LLC v. Simmonds, the U.S. Supreme Court held 8 0 that not filing a Se... March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit... March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines... February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina... January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major... January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ... January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ... January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p... January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in... January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2... Load More
March 30, 2012 Client Update U.S. Supreme Court Holds that the Statute of Limitations for Section 16(b) Short-Swing Liability Claims Is Not Tolled On March 26, 2012, in Credit Suisse Securities (USA) LLC v. Simmonds, the U.S. Supreme Court held 8 0 that not filing a Se...
March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit...
March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines...
February 1, 2012 Client Update Dodd-Frank Progress Report - February 2012 As of February 1, 2012, a total of 225 Dodd Frank rulemaking deadlines have passed, of which 27.1% have been met with fina...
January 27, 2012 Client Update CFTC Adopts Business Conduct Rule for Swap Dealers The CFTC recently finalized a Business Conduct Rule that establishes the standards that swap dealers (“SDs”) and major...
January 23, 2012 Client Update CFTC Adopts Final Rule on Protection of Cleared Swap Customer Collateral In adopting final rules on the treatment of cleared swap customer collateral, the CFTC has taken a major step in defining ...
January 20, 2012 Client Update New Regulations Address Withholding on “Dividend Equivalents” Section 871(m) of the Internal Revenue Code, enacted in 2010, imposes withholding tax on, among other things, “dividend ...
January 18, 2012 Client Update CFTC Establishes Registration Process for Swap Dealers; Key Registration Requirements To Be Set Later The CFTC issued a final rule on January 11, 2012 that specifies the registration process for swap dealers and major swap p...
January 17, 2012 Client Update FINRA Communication Rules – Recent Developments Affecting Structured Notes In its ongoing effort to revise and consolidate rules governing members’ communications with retail and institutional in...
January 3, 2012 Client Update Dodd-Frank Progress Report - January 2012 In this Report: As of the end of 2011, deadlines for half of Dodd-Frank’s rulemaking requirements have passed. 2...