Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 17, 2009 Client Update Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives On August 11, 2009, the Obama Administration released the “Over-the-Counter Derivatives Markets Act of 2009” (the “P... July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl... July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204... July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two... June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w... June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... May 13, 2009 Client Update The Authorizing the Regulation of Swaps Act On May 4, 2009, Senator Carl Levin (D-Michigan) and Senator Susan Collins (R-Maine) introduced the Authorizing the Regulat... May 4, 2009 Client Update Short Sale Proposals: Key Questions The Securities and Exchange Commission will hold a roundtable at its headquarters in Washington, DC on May 5, 2009 to disc... April 16, 2009 Client Update Proposed Short Sale Restrictions: Implications for Equity Derivatives and Equity-Linked Securities On April 10, 2009, the Securities and Exchange Commission (the “SEC”) published proposed amendments to Regulation SHO ... Load More
August 17, 2009 Client Update Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives On August 11, 2009, the Obama Administration released the “Over-the-Counter Derivatives Markets Act of 2009” (the “P...
July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl...
July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204...
July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two...
June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w...
June 1, 2009 Client Update Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
May 13, 2009 Client Update The Authorizing the Regulation of Swaps Act On May 4, 2009, Senator Carl Levin (D-Michigan) and Senator Susan Collins (R-Maine) introduced the Authorizing the Regulat...
May 4, 2009 Client Update Short Sale Proposals: Key Questions The Securities and Exchange Commission will hold a roundtable at its headquarters in Washington, DC on May 5, 2009 to disc...
April 16, 2009 Client Update Proposed Short Sale Restrictions: Implications for Equity Derivatives and Equity-Linked Securities On April 10, 2009, the Securities and Exchange Commission (the “SEC”) published proposed amendments to Regulation SHO ...