Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep... October 20, 2009 Client Update SEC and CFTC Release Joint Report on Harmonization of Regulation The Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively... October 6, 2009 Client Update Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform Discussion drafts of three bills: the Investor Protection Act of 2009, the Private Fund Investment Advisers Registration A... September 29, 2009 Client Update Insolvency and Restructuring Update - September 29, 2009 In a recent bench ruling issued in the Lehman Brothers Chapter 11 proceedings in the Southern District of New York, Bankru... August 17, 2009 Client Update Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives On August 11, 2009, the Obama Administration released the “Over-the-Counter Derivatives Markets Act of 2009” (the “P... July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl... July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204... July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two... June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w... Load More
October 29, 2009 Client Update Competing Over-the-Counter Derivatives Bills Progress Through the House Two competing bills to reform the over-the-counter (“OTC”) derivatives markets are awaiting action by the House of Rep...
October 20, 2009 Client Update SEC and CFTC Release Joint Report on Harmonization of Regulation The Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) (collectively...
October 6, 2009 Client Update Representative Frank Releases Discussion Draft for Over-the-Counter Derivatives Reform Discussion drafts of three bills: the Investor Protection Act of 2009, the Private Fund Investment Advisers Registration A...
September 29, 2009 Client Update Insolvency and Restructuring Update - September 29, 2009 In a recent bench ruling issued in the Lehman Brothers Chapter 11 proceedings in the Southern District of New York, Bankru...
August 17, 2009 Client Update Obama Administration Proposes Sweeping Legislation to Regulate Over-The-Counter Derivatives On August 11, 2009, the Obama Administration released the “Over-the-Counter Derivatives Markets Act of 2009” (the “P...
July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl...
July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204...
July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
July 15, 2009 Client Update Zacharias v. SEC: D.C. Circuit Affirms SEC’s Finding of Section 5 Violations In Zacharias v. SEC, the U.S. Court of Appeals for the District of Columbia Circuit affirmed an SEC order finding that two...
June 3, 2009 Client Update The National Conference Insurance Legislators' Model CDS Bill The National Conference of Insurance Legislators (“NCOIL”) is drafting model legislation (the “Model Bill”) that w...