Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl... July 28, 2009 Client Update The Regulatory Reform Marathon The Obama Administration is currently on the legislative leg of the regulatory reform marathon that began earlier this yea... July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204... July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204... July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204... July 20, 2009 Client Update Treasury Seeks Legislation to Enact Say on Pay and Compensation Committees Changes for All U.S. Public Companies On July 16, 2009, the Treasury Department proposed additional legislation as part of the Investor Protection Act of 2009[1... July 20, 2009 Client Update Treasury Seeks Legislation to Enact Say on Pay and Compensation Committees Changes for All U.S. Public Companies On July 16, 2009, the Treasury Department proposed additional legislation as part of the Investor Protection Act of 2009[1... July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark... July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D... July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D... Load More
July 29, 2009 Client Update SEC Charges Perry Capital with Disclosure Violations in Connection with Alleged Vote Buying Five years ago, it was reported that hedge fund Perry Capital had purchased shares of Mylan Laboratories allegedly to infl...
July 28, 2009 Client Update The Regulatory Reform Marathon The Obama Administration is currently on the legislative leg of the regulatory reform marathon that began earlier this yea...
July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204...
July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204...
July 28, 2009 Client Update Short Sales: SEC Adopts Final Rule 204, Allows Rule 10a-3T (Form SH) to Expire and Announces Other Short Sale Initiatives On July 27, 2009, the Securities and Exchange Commission (“SEC”) adopted final Rule 204 of Regulation SHO (“Rule 204...
July 20, 2009 Client Update Treasury Seeks Legislation to Enact Say on Pay and Compensation Committees Changes for All U.S. Public Companies On July 16, 2009, the Treasury Department proposed additional legislation as part of the Investor Protection Act of 2009[1...
July 20, 2009 Client Update Treasury Seeks Legislation to Enact Say on Pay and Compensation Committees Changes for All U.S. Public Companies On July 16, 2009, the Treasury Department proposed additional legislation as part of the Investor Protection Act of 2009[1...
July 20, 2009 Client Update Update on the Derivatives Provisions in the American Clean Energy and Security Act of 2009 On May 15, 2009, the House Energy and Commerce Committee Chairman Henry A. Waxman and Subcommittee Chairman Edward J. Mark...
July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D...
July 20, 2009 Client Update SEC v. Cuban: A New Decision Casts Doubt on a Key SEC Position on Insider Trading On Friday, a federal district court in the Northern District of Texas dismissed the SEC’s insider trading case against D...