Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 10, 2010 Client Update Investment Management Regulatory Update - May 2010 Breaking News on Enforcement Side Pocket Arrangements, Valuation Under SEC Investigation Litigation Court Rules Wh... April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy... April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy... April 29, 2010 Client Update Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled At a meeting of the ABA Subcommittee on Securities Regulation last Friday, Tom Kim, Chief Counsel, SEC Division of Corpora... April 20, 2010 Client Update SEC Proposes Large Trader Reporting System On April 14, 2010, the Securities and Exchange Commission (the “SEC”) proposed a new rule to establish a large trader ... April 19, 2010 Client Update SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees In an action that potentially affects the business models of the U.S. options exchanges and major option market participan... April 15, 2010 Client Update 2010 Proxy Season Early Trends: More Proposals, and More Exclusions While the 2010 proxy season is far from over, one phase is complete for most calendar year companies: the SEC Staff review... April 9, 2010 Articles & Books Trends in Prime Brokerage The swift and unexpected collapse of Lehman Brothers revealed serious shortcomings in the traditional prime brokerage mode... April 8, 2010 Client Update Climate Change and Environmental Update - April 2010 In This Issue New Federal Greenhouse Gas Emission Laws Begin to Take Effect January 2011 EPA Seeks Corporate Ownership... April 6, 2010 Client Update Investment Management Regulatory Update - April 2010 Litigation Supreme Court Ruling in Mutual Fund Excessive Fee Case Generally Endorses Gartenberg Standard Federal Distr... Load More
May 10, 2010 Client Update Investment Management Regulatory Update - May 2010 Breaking News on Enforcement Side Pocket Arrangements, Valuation Under SEC Investigation Litigation Court Rules Wh...
April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy...
April 29, 2010 Client Update A Nice Step Forward: New Q&As on the FDIC’s Policy Statement for Failed Bank Acquisitions On April 23, 2010, the FDIC issued new Q&As (the “April Q&As”) that clarify certain aspects of its Statement of Policy...
April 29, 2010 Client Update Investor Views Getting Attention: Proposal Permitting Pre-Filing Communications by Underwriters Stalled At a meeting of the ABA Subcommittee on Securities Regulation last Friday, Tom Kim, Chief Counsel, SEC Division of Corpora...
April 20, 2010 Client Update SEC Proposes Large Trader Reporting System On April 14, 2010, the Securities and Exchange Commission (the “SEC”) proposed a new rule to establish a large trader ...
April 19, 2010 Client Update SEC’s Latest Market Structure Initiative: Proposed Limitation on Options Market Access Fees In an action that potentially affects the business models of the U.S. options exchanges and major option market participan...
April 15, 2010 Client Update 2010 Proxy Season Early Trends: More Proposals, and More Exclusions While the 2010 proxy season is far from over, one phase is complete for most calendar year companies: the SEC Staff review...
April 9, 2010 Articles & Books Trends in Prime Brokerage The swift and unexpected collapse of Lehman Brothers revealed serious shortcomings in the traditional prime brokerage mode...
April 8, 2010 Client Update Climate Change and Environmental Update - April 2010 In This Issue New Federal Greenhouse Gas Emission Laws Begin to Take Effect January 2011 EPA Seeks Corporate Ownership...
April 6, 2010 Client Update Investment Management Regulatory Update - April 2010 Litigation Supreme Court Ruling in Mutual Fund Excessive Fee Case Generally Endorses Gartenberg Standard Federal Distr...