Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 8, 2024 Articles & Books Mitigating counterparty bankruptcy risk in partnering transactions Davis Polk partner and IP & Commercial Transactions practice head Frank Azzopardi, partner David Bauer and counsel Samanth... October 7, 2024 Client Update SEC announces enforcement sweep targeting late beneficial ownership and insider transaction reports In its latest enforcement sweep with the help of data analytics, the SEC settled charges with 23 stockholders and two publ... October 7, 2024 Client Update SEC announces enforcement sweep targeting late beneficial ownership and insider transaction reports In its latest enforcement sweep with the help of data analytics, the SEC settled charges with 23 stockholders and two publ... October 3, 2024 Articles & Books NY banking brief: All the notable legal updates in Q3 Davis Polk partner Eric McLaughlin and counsel Dana Seesel Bayersdorfer authored Law360’s quarterly New York banking bri... October 3, 2024 Client Update FTC announces new enforcement initiative targeting deceptive AI practices The Federal Trade Commission launched Operation AI Comply, announcing enforcement actions against five companies for alleg... October 3, 2024 Articles & Books Corporate alternative minimum tax rules multiply compliance tasks Davis Polk partners Corey Goodman and Kara Mungovan authored “Corporate alternative minimum tax rules multiply complianc... October 2, 2024 Client Update FDIC proposes to strengthen custodial deposit account recordkeeping in bank-fintech partnerships The FDIC proposal is the latest measure by the federal banking agencies to address perceived risks arising from bank-finte... September 30, 2024 Client Update Investment Management & Funds Regulatory Update - September 2024 In this issue we discuss, among other things, recent enforcement actions involving investment advisers and alleged violati... September 30, 2024 Client Update Investment Management & Funds Regulatory Update - September 2024 In this issue we discuss, among other things, recent enforcement actions involving investment advisers and alleged violati... September 30, 2024 Client Update SEC enhances reporting for 1940 Act funds and provides guidance on liquidity risk management The SEC’s form and rule amendments require 1940 Act funds to enhance their periodic portfolio reporting. The SEC also pr... Load More
October 8, 2024 Articles & Books Mitigating counterparty bankruptcy risk in partnering transactions Davis Polk partner and IP & Commercial Transactions practice head Frank Azzopardi, partner David Bauer and counsel Samanth...
October 7, 2024 Client Update SEC announces enforcement sweep targeting late beneficial ownership and insider transaction reports In its latest enforcement sweep with the help of data analytics, the SEC settled charges with 23 stockholders and two publ...
October 7, 2024 Client Update SEC announces enforcement sweep targeting late beneficial ownership and insider transaction reports In its latest enforcement sweep with the help of data analytics, the SEC settled charges with 23 stockholders and two publ...
October 3, 2024 Articles & Books NY banking brief: All the notable legal updates in Q3 Davis Polk partner Eric McLaughlin and counsel Dana Seesel Bayersdorfer authored Law360’s quarterly New York banking bri...
October 3, 2024 Client Update FTC announces new enforcement initiative targeting deceptive AI practices The Federal Trade Commission launched Operation AI Comply, announcing enforcement actions against five companies for alleg...
October 3, 2024 Articles & Books Corporate alternative minimum tax rules multiply compliance tasks Davis Polk partners Corey Goodman and Kara Mungovan authored “Corporate alternative minimum tax rules multiply complianc...
October 2, 2024 Client Update FDIC proposes to strengthen custodial deposit account recordkeeping in bank-fintech partnerships The FDIC proposal is the latest measure by the federal banking agencies to address perceived risks arising from bank-finte...
September 30, 2024 Client Update Investment Management & Funds Regulatory Update - September 2024 In this issue we discuss, among other things, recent enforcement actions involving investment advisers and alleged violati...
September 30, 2024 Client Update Investment Management & Funds Regulatory Update - September 2024 In this issue we discuss, among other things, recent enforcement actions involving investment advisers and alleged violati...
September 30, 2024 Client Update SEC enhances reporting for 1940 Act funds and provides guidance on liquidity risk management The SEC’s form and rule amendments require 1940 Act funds to enhance their periodic portfolio reporting. The SEC also pr...