Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e... October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e... October 18, 2011 Client Update ISS Draft Voting Policies Indicates Possible Impact on Compensation Committee Elections from Say-on-Pay Votes and Recommendations for Proxy Access Proposals; Provides New Pay-for-Performance Analysis What will cause ISS to recommend withhold or against the election of compensation committee members as a result of poor sa... October 18, 2011 Client Update SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants On October 12, 2011, the Securities and Exchange Commission (the “SEC” or the “Commission”) proposed, by a 3-1 vot... October 17, 2011 Client Update Another Win for Goldman On October 4, 2011, we blogged about the dismissal of a series of lawsuits filed in New York by Goldman Sachs shareholders... October 17, 2011 Client Update FSOC's Proposed Rules for SIFI Designations The Financial Stability Oversight Council recently approved a proposed rule and guidance setting out the metrics and proce... October 17, 2011 Client Update FSOC's Proposed Rules for SIFI Designations The Financial Stability Oversight Council recently approved a proposed rule and guidance setting out the metrics and proce... October 15, 2011 Client Update ボルカー・ルール規制案：ヘッジファンド/プライベート・エクイティ・ファンド（参考和訳） 本プレゼンテーションは提示された事項の完全な分析ではなく、法的助言として依拠され?... October 14, 2011 Client Update Investment Management Regulatory Update - October 2011 Industry Update Regulators Release Proposed Regulations Implementing the Volcker Rule SEC Grants No Action Relief fro... October 13, 2011 Client Update Volcker Rule Proposed Regulations: Proprietary Trading Summary Yesterday, the Federal Reserve, FDIC and OCC released proposed regulations implementing the Volcker Rule.The Dodd-Frank Ac... Load More
October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e...
October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e...
October 18, 2011 Client Update ISS Draft Voting Policies Indicates Possible Impact on Compensation Committee Elections from Say-on-Pay Votes and Recommendations for Proxy Access Proposals; Provides New Pay-for-Performance Analysis What will cause ISS to recommend withhold or against the election of compensation committee members as a result of poor sa...
October 18, 2011 Client Update SEC Proposes Rules on the Registration of Security-Based Swap Dealers and Major Security-Based Swap Participants On October 12, 2011, the Securities and Exchange Commission (the “SEC” or the “Commission”) proposed, by a 3-1 vot...
October 17, 2011 Client Update Another Win for Goldman On October 4, 2011, we blogged about the dismissal of a series of lawsuits filed in New York by Goldman Sachs shareholders...
October 17, 2011 Client Update FSOC's Proposed Rules for SIFI Designations The Financial Stability Oversight Council recently approved a proposed rule and guidance setting out the metrics and proce...
October 17, 2011 Client Update FSOC's Proposed Rules for SIFI Designations The Financial Stability Oversight Council recently approved a proposed rule and guidance setting out the metrics and proce...
October 15, 2011 Client Update ボルカー・ルール規制案：ヘッジファンド/プライベート・エクイティ・ファンド（参考和訳） 本プレゼンテーションは提示された事項の完全な分析ではなく、法的助言として依拠され?...
October 14, 2011 Client Update Investment Management Regulatory Update - October 2011 Industry Update Regulators Release Proposed Regulations Implementing the Volcker Rule SEC Grants No Action Relief fro...
October 13, 2011 Client Update Volcker Rule Proposed Regulations: Proprietary Trading Summary Yesterday, the Federal Reserve, FDIC and OCC released proposed regulations implementing the Volcker Rule.The Dodd-Frank Ac...