Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac... September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac... September 13, 2011 Client Update Governance Survey Questions Current Thinking on Board Composition The 2011 Corporate Board of Directors Survey from Stanford’s Rock Center and Heidrick & Struggles suggests that active C... September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se... September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se... September 7, 2011 Client Update SEC Declines to Seek Rehearing on Proxy Access but Allows Related Rule 14a-8 Amendment to Become Effective The SEC issued a press release today confirming that it is not seeking rehearing of the court decision to vacate the proxy... September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se... September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se... September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem... September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem... Load More
September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac...
September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac...
September 13, 2011 Client Update Governance Survey Questions Current Thinking on Board Composition The 2011 Corporate Board of Directors Survey from Stanford’s Rock Center and Heidrick & Struggles suggests that active C...
September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se...
September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se...
September 7, 2011 Client Update SEC Declines to Seek Rehearing on Proxy Access but Allows Related Rule 14a-8 Amendment to Become Effective The SEC issued a press release today confirming that it is not seeking rehearing of the court decision to vacate the proxy...
September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se...
September 7, 2011 Client Update Federal Reserve Interim Final Rule Adopts Regulations for Savings and Loan Holding Companies On August 12, 2011, the Board of Governors of the Federal Reserve System (the “Board”) issued an interim final rule se...
September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem...
September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem...