Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit... March 7, 2012 Client Update Summary of the Proposed FATCA Regulations The tax provisions commonly referred to as “FATCA” use a 30% withholding tax to enforce a worldwide reporting regime d... March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit... March 6, 2012 Client Update SEC Decides on Questions of Proof of Ownership Regarding DTC Participants for Shareholder Proposals The SEC Staff made several recent decisions on questions of proof of ownership for submission of shareholder proposals, in... March 5, 2012 Client Update Implementation of New Disclosure on Say on Pay Results Among the new proxy disclosure requirements under the Dodd-Frank Act is the mandate that issuers disclose in their CD&A ... March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines... March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines... March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines... February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final... February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final... Load More
March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit...
March 7, 2012 Client Update Summary of the Proposed FATCA Regulations The tax provisions commonly referred to as “FATCA” use a 30% withholding tax to enforce a worldwide reporting regime d...
March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit...
March 6, 2012 Client Update SEC Decides on Questions of Proof of Ownership Regarding DTC Participants for Shareholder Proposals The SEC Staff made several recent decisions on questions of proof of ownership for submission of shareholder proposals, in...
March 5, 2012 Client Update Implementation of New Disclosure on Say on Pay Results Among the new proxy disclosure requirements under the Dodd-Frank Act is the mandate that issuers disclose in their CD&A ...
March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines...
March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines...
March 1, 2012 Client Update Dodd-Frank Progress Report - March 2012 As of March 1, 2012, a total of 225 Dodd-Frank rulemaking requirement deadlines have passed. Of these 225 passed deadlines...
February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final...
February 23, 2012 Client Update CFTC Adopts Amendments to Registration Exemptions for CPOs and CTAs and Proposes Harmonization Rules for Registered Fund CPOs On February 9, 2012, the Commodity Futures Trading Commission (the “CFTC”) adopted final rule amendments (the “Final...