Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 26, 2012 Client Update The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings On March 22, 2012, the Senate passed the Jumpstart Our Business Startups Act (the “JOBS Act”), in substantially the sa... March 23, 2012 Client Update Senate Passes Legislation To Raise the 500 Shareholder Threshold for SEC Registration and To Relax General Solicitation Prohibition in Reg D Offerings Yesterday, by a vote of 73 to 26, the U.S. Senate passed the Jumpstart Our Business Startups Act, which was approved by th... March 22, 2012 Client Update U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act Today, the U.S. Senate passed the House version of the Jumpstart Our Business Startups (“JOBS”) Act with amendments on... March 21, 2012 Client Update Investment Management Regulatory Update - March 2012 On February 15, 2012, the Securities and Exchange Commission (the “SEC”) issued a final rule release (the “Release?... March 12, 2012 Client Update GRId Information to Change When Proxy Filed A number of companies have been unhappy to discover that ISS’ recent adoption and resulting move to GRId 2.0 changed “... March 12, 2012 Client Update CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants On February 23, 2012, the CFTC adopted final rules regarding the internal business conduct of swap dealers and major swap ... March 12, 2012 Client Update CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants On February 23, 2012, the CFTC adopted final rules regarding the internal business conduct of swap dealers and major swap ... March 9, 2012 Client Update Quicker to Market? U.S. House of Representatives Passes the Jumpstart Our Business Startups Act A number of recent studies have noted a substantial decrease in IPOs by smaller companies and a perceived lack of hospital... March 9, 2012 Client Update SEC Staff Permits Exclusion of "Retail" Version of Proxy Access Proposals on Two Grounds The SEC Staff has agreed that several companies can exclude their proxy access shareholder proposals that were modeled on ... March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit... Load More
March 26, 2012 Client Update The JOBS Act: Implications for Capital Markets Professionals, Pre-IPO Companies and Private Offerings On March 22, 2012, the Senate passed the Jumpstart Our Business Startups Act (the “JOBS Act”), in substantially the sa...
March 23, 2012 Client Update Senate Passes Legislation To Raise the 500 Shareholder Threshold for SEC Registration and To Relax General Solicitation Prohibition in Reg D Offerings Yesterday, by a vote of 73 to 26, the U.S. Senate passed the Jumpstart Our Business Startups Act, which was approved by th...
March 22, 2012 Client Update U.S. Senate Passes Amended Version of the Jumpstart Our Business Startups Act Today, the U.S. Senate passed the House version of the Jumpstart Our Business Startups (“JOBS”) Act with amendments on...
March 21, 2012 Client Update Investment Management Regulatory Update - March 2012 On February 15, 2012, the Securities and Exchange Commission (the “SEC”) issued a final rule release (the “Release?...
March 12, 2012 Client Update GRId Information to Change When Proxy Filed A number of companies have been unhappy to discover that ISS’ recent adoption and resulting move to GRId 2.0 changed “...
March 12, 2012 Client Update CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants On February 23, 2012, the CFTC adopted final rules regarding the internal business conduct of swap dealers and major swap ...
March 12, 2012 Client Update CFTC Adopts Internal Business Conduct Rules for Swap Dealers and Major Swap Participants On February 23, 2012, the CFTC adopted final rules regarding the internal business conduct of swap dealers and major swap ...
March 9, 2012 Client Update Quicker to Market? U.S. House of Representatives Passes the Jumpstart Our Business Startups Act A number of recent studies have noted a substantial decrease in IPOs by smaller companies and a perceived lack of hospital...
March 9, 2012 Client Update SEC Staff Permits Exclusion of "Retail" Version of Proxy Access Proposals on Two Grounds The SEC Staff has agreed that several companies can exclude their proxy access shareholder proposals that were modeled on ...
March 7, 2012 Client Update CFTC and SEC Jointly Propose Identity Theft Rules On February 28, 2012, the CFTC and the SEC proposed rules and guidelines requiring financial institutions and other credit...