Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 17, 2012 Client Update SEC Charges Mutual Fund Directors for Inadequate Valuation Oversight On December 10, 2012, the Securities and Exchange Commission (the “SEC”) charged eight former directors (the “Direct... December 14, 2012 Client Update Evolution in Political Contributions Shareholder Proposals and CPA Disclosure Guidance Political contributions shareholder proposals continue to be a perennial favorite among activists even post-election, as w... December 14, 2012 Client Update European Commission Action Plan on Corporate Governance of Listed Companies On December 12, 2012, the Commission announced an action plan seeking to modernize company law and corporate governance1 (... December 14, 2012 Client Update A Case to Exclude the Triennial Say-on-Pay Shareholder Proposal The United Brotherhood of Carpenters has sent a number of companies shareholder proposals seeking (a) triennial say-on-pay... December 13, 2012 Client Update Update on Company Court Action to Exclude Declassification Shareholder Proposal We previously reported on an interesting action by National Fuel Gas Company (NYSE:NFG) regarding a shareholder proposal s... December 11, 2012 Client Update Guidance on FINRA’s Suitability Rule FINRA has recently released Regulatory Notice 12-55, which provides additional suitability guidance related to FINRA Rule ... December 11, 2012 Client Update Guidance on FINRA’s Suitability Rule FINRA has recently released Regulatory Notice 12-55, which provides additional suitability guidance related to FINRA Rule ... December 7, 2012 Client Update NYSE Webcast Panel Previews the 2013 Proxy Season Last week I participated in an NYSE-sponsored webcast hosted by Judy McLevey at the NYSE. Our panel discussed the issues t... December 7, 2012 Client Update Another SOX Clawback from Executives Without Wrongdoing A federal district court in Texas recently upheld the right of the SEC to seek clawbacks of bonus and other compensation u... December 5, 2012 Client Update SEC Issues Guidance on New Iran Disclosure Requirements On December 4, 2012, the U.S. Securities and Exchange Commission (the “SEC”) published Compliance and Disclosure Inter... Load More
December 17, 2012 Client Update SEC Charges Mutual Fund Directors for Inadequate Valuation Oversight On December 10, 2012, the Securities and Exchange Commission (the “SEC”) charged eight former directors (the “Direct...
December 14, 2012 Client Update Evolution in Political Contributions Shareholder Proposals and CPA Disclosure Guidance Political contributions shareholder proposals continue to be a perennial favorite among activists even post-election, as w...
December 14, 2012 Client Update European Commission Action Plan on Corporate Governance of Listed Companies On December 12, 2012, the Commission announced an action plan seeking to modernize company law and corporate governance1 (...
December 14, 2012 Client Update A Case to Exclude the Triennial Say-on-Pay Shareholder Proposal The United Brotherhood of Carpenters has sent a number of companies shareholder proposals seeking (a) triennial say-on-pay...
December 13, 2012 Client Update Update on Company Court Action to Exclude Declassification Shareholder Proposal We previously reported on an interesting action by National Fuel Gas Company (NYSE:NFG) regarding a shareholder proposal s...
December 11, 2012 Client Update Guidance on FINRA’s Suitability Rule FINRA has recently released Regulatory Notice 12-55, which provides additional suitability guidance related to FINRA Rule ...
December 11, 2012 Client Update Guidance on FINRA’s Suitability Rule FINRA has recently released Regulatory Notice 12-55, which provides additional suitability guidance related to FINRA Rule ...
December 7, 2012 Client Update NYSE Webcast Panel Previews the 2013 Proxy Season Last week I participated in an NYSE-sponsored webcast hosted by Judy McLevey at the NYSE. Our panel discussed the issues t...
December 7, 2012 Client Update Another SOX Clawback from Executives Without Wrongdoing A federal district court in Texas recently upheld the right of the SEC to seek clawbacks of bonus and other compensation u...
December 5, 2012 Client Update SEC Issues Guidance on New Iran Disclosure Requirements On December 4, 2012, the U.S. Securities and Exchange Commission (the “SEC”) published Compliance and Disclosure Inter...