Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these... January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these... December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio... December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio... December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio... December 20, 2012 Client Update Investment Management Regulatory Update - December 2012 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF SEC Releases Guidance on Advisers Act Exemptio... December 18, 2012 Client Update Nasdaq Files Amendment to Proposal Governing Compensation Committees Nasdaq has filed an amendment to its proposed listing standards with respect to compensation committees, as referred to in... December 17, 2012 Client Update SEC Charges Mutual Fund Directors for Inadequate Valuation Oversight On December 10, 2012, the Securities and Exchange Commission (the “SEC”) charged eight former directors (the “Direct... December 17, 2012 Client Update Visuals: Dodd-Frank Proposal for Foreign Banking Organizations The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud... December 17, 2012 Client Update Commentators Raise Concerns with the SEC About Proposed Listing Standards for Compensation Committees Most of the 15 comment letters on the proposed listing standards for compensation committees by the NYSE and Nasdaq focuse... Load More
January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these...
January 2, 2013 Client Update Dodd-Frank Progress Report - January 2013 In this Report: As of January 2, 2013, a total of 237 Dodd-Frank rulemaking requirement deadlines have passed. Of these...
December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio...
December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio...
December 27, 2012 Client Update CFTC Issues Final Cross-Border Swap Exemptive Order On December 21, 2012, the CFTC issued a final exemptive order relating to the application of certain swap-related provisio...
December 20, 2012 Client Update Investment Management Regulatory Update - December 2012 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF SEC Releases Guidance on Advisers Act Exemptio...
December 18, 2012 Client Update Nasdaq Files Amendment to Proposal Governing Compensation Committees Nasdaq has filed an amendment to its proposed listing standards with respect to compensation committees, as referred to in...
December 17, 2012 Client Update SEC Charges Mutual Fund Directors for Inadequate Valuation Oversight On December 10, 2012, the Securities and Exchange Commission (the “SEC”) charged eight former directors (the “Direct...
December 17, 2012 Client Update Visuals: Dodd-Frank Proposal for Foreign Banking Organizations The Federal Reserve has proposed a tiered approach for applying U.S. capital, liquidity and other Dodd-Frank enhanced prud...
December 17, 2012 Client Update Commentators Raise Concerns with the SEC About Proposed Listing Standards for Compensation Committees Most of the 15 comment letters on the proposed listing standards for compensation committees by the NYSE and Nasdaq focuse...