Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding... October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding... October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ... October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ... October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ... October 1, 2012 Client Update NYSE Updates Its Rule Filing on Compensation Committees The NYSE has published an updated rule filing submitted to the SEC on the recent proposed listing standards related to com... September 28, 2012 Client Update FTC Fines Acquirer $850,000 for Failure to File Under HSR Act for Incremental Purchases of a Public Issuer The Federal Trade Commission (“FTC”) yesterday fined Biglari Holdings, Inc., a publicly traded diversified holding com... September 26, 2012 Client Update Investment Management Regulatory Update - September 2012 SEC Rules and Regulations SEC Issues Proposal to Eliminate General Solicitation Ban SEC Staff Responds to a Question ... September 26, 2012 Client Update Nasdaq Proposed Standards on Compensation Committees Differs from NYSE Approach We just discussed the NYSE’s proposed standards applicable to compensation committee members and their advisers, which c... September 26, 2012 Client Update NYSE Proposed Listing Standards Affecting Compensation Committees The NYSE has posted its proposed filing with the SEC to implement the SEC rules for compensation committees and advisers. ... Load More
October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding...
October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding...
October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ...
October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ...
October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ...
October 1, 2012 Client Update NYSE Updates Its Rule Filing on Compensation Committees The NYSE has published an updated rule filing submitted to the SEC on the recent proposed listing standards related to com...
September 28, 2012 Client Update FTC Fines Acquirer $850,000 for Failure to File Under HSR Act for Incremental Purchases of a Public Issuer The Federal Trade Commission (“FTC”) yesterday fined Biglari Holdings, Inc., a publicly traded diversified holding com...
September 26, 2012 Client Update Investment Management Regulatory Update - September 2012 SEC Rules and Regulations SEC Issues Proposal to Eliminate General Solicitation Ban SEC Staff Responds to a Question ...
September 26, 2012 Client Update Nasdaq Proposed Standards on Compensation Committees Differs from NYSE Approach We just discussed the NYSE’s proposed standards applicable to compensation committee members and their advisers, which c...
September 26, 2012 Client Update NYSE Proposed Listing Standards Affecting Compensation Committees The NYSE has posted its proposed filing with the SEC to implement the SEC rules for compensation committees and advisers. ...