Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 19, 2012 Client Update CFTC Addresses Compliance Dates for CPO/CTA Registration; Swap Definitions Finalized; CFTC Provides Cross-Border Guidance On July 10, 2012, the U.S. Commodity Futures Trading Commission (the “CFTC”) issued a no-action letter that will exten... July 19, 2012 Client Update SEC Adopts Rule Requiring Consolidated Audit Trail On July 11, 2012, the SEC adopted a rule requiring the national securities exchanges and FINRA to jointly propose and impl... July 19, 2012 Client Update Expansion in Global Reach of U.S. Antitrust Laws The U.S. Court of Appeals for the Seventh Circuit (the “Court”) recently potentially expanded the extraterritorial rea... July 18, 2012 Client Update Dodd-Frank Two-Year Anniversary Progress Report This special Progress Report marks the two-year anniversary of Dodd-Frank. To highlight the occasion, we have developed se... July 17, 2012 Client Update Key Dodd-Frank Derivatives Issues for End Users The Dodd-Frank Act’s swap regulatory regime requires “swap dealers” and “major swap participants” (“MSPs”) t... July 16, 2012 Client Update Federal Reserve Issues Guidance on Pre-Filing Review Process On July 11, 2012 the Board of Governors of the Federal Reserve System issued supervisory guidance describing a new, option... July 16, 2012 Client Update Glass Lewis Changes Its Say-on-Pay Analysis For the past two proxy seasons, companies have criticized how proxy advisory services have selected company peer groups in... July 16, 2012 Client Update Federal Reserve Issues Guidance on Pre-Filing Review Process On July 11, 2012 the Board of Governors of the Federal Reserve System issued supervisory guidance describing a new, option... July 16, 2012 Client Update Sunbeam Products – Offering a Ray of Light for Trademark Licensees When Licensors File for Bankruptcy On July 9, 2012, the United States Court of Appeals for the Seventh Circuit issued a significant decision holding that a t... July 16, 2012 Client Update Investment Management Regulatory Update - July 2012 On June 8, 2012 and June 29, 2012, the Division of Investment Management of the Securities and Exchange Commission (the ?... Load More
July 19, 2012 Client Update CFTC Addresses Compliance Dates for CPO/CTA Registration; Swap Definitions Finalized; CFTC Provides Cross-Border Guidance On July 10, 2012, the U.S. Commodity Futures Trading Commission (the “CFTC”) issued a no-action letter that will exten...
July 19, 2012 Client Update SEC Adopts Rule Requiring Consolidated Audit Trail On July 11, 2012, the SEC adopted a rule requiring the national securities exchanges and FINRA to jointly propose and impl...
July 19, 2012 Client Update Expansion in Global Reach of U.S. Antitrust Laws The U.S. Court of Appeals for the Seventh Circuit (the “Court”) recently potentially expanded the extraterritorial rea...
July 18, 2012 Client Update Dodd-Frank Two-Year Anniversary Progress Report This special Progress Report marks the two-year anniversary of Dodd-Frank. To highlight the occasion, we have developed se...
July 17, 2012 Client Update Key Dodd-Frank Derivatives Issues for End Users The Dodd-Frank Act’s swap regulatory regime requires “swap dealers” and “major swap participants” (“MSPs”) t...
July 16, 2012 Client Update Federal Reserve Issues Guidance on Pre-Filing Review Process On July 11, 2012 the Board of Governors of the Federal Reserve System issued supervisory guidance describing a new, option...
July 16, 2012 Client Update Glass Lewis Changes Its Say-on-Pay Analysis For the past two proxy seasons, companies have criticized how proxy advisory services have selected company peer groups in...
July 16, 2012 Client Update Federal Reserve Issues Guidance on Pre-Filing Review Process On July 11, 2012 the Board of Governors of the Federal Reserve System issued supervisory guidance describing a new, option...
July 16, 2012 Client Update Sunbeam Products – Offering a Ray of Light for Trademark Licensees When Licensors File for Bankruptcy On July 9, 2012, the United States Court of Appeals for the Seventh Circuit issued a significant decision holding that a t...
July 16, 2012 Client Update Investment Management Regulatory Update - July 2012 On June 8, 2012 and June 29, 2012, the Division of Investment Management of the Securities and Exchange Commission (the ?...