Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 11, 2013 Client Update Revised Jurisdictional Thresholds Under the HSR Act and for the Prohibition of Interlocking Directorates - January 2013 The memorandum addresses recent changes to both the HSR premerger notification filing thresholds and the thresholds that t... January 11, 2013 Client Update ISS Provides Guidance on Compensation-Related Voting Policies On December 20th, ISS issued two extensive FAQs on their voting policies. This post covers the compensation items (a previ... January 9, 2013 Client Update Will the SEC Propose Rules on Corporate Political Spending by April 2013? According to a post on the Harvard Law School Forum on Corporate Governance and Financial Regulation, the SEC has updated ... January 9, 2013 Client Update Second Circuit Finds No Liability Under Short-Swing Profit Rules for "Pairing" Transactions That Relate to Two Different Classes of Equity Securities The Second Circuit recently issued a decision that relates to whether a sale of one class of equity security and a purchas... January 7, 2013 Client Update Swaps Pushout Rule: OCC Prepared to Grant Two-Year Transition Period to Federal Insured Depository Institutions The OCC has published long-awaited guidance notifying federally-chartered insured depository institutions (“IDIs”) tha... January 3, 2013 Client Update NY State Comptroller Sues Over Political Spending Disclosure As media outlets are reporting, New York State Comptroller Thomas DiNapoli announced that the NY State Common Retirement F... January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer... January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer... January 3, 2013 Articles & Books Comment: 13 Regulatory Reform Predictions for ’13 2013 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti... January 3, 2013 Client Update Georgeson's Annual Review Offers Detailed Examination of 2012 Shareholder Proposals and Proxy Contests In the midst of shareholder proposals season as submission deadlines have largely passed and companies are analyzing the p... Load More
January 11, 2013 Client Update Revised Jurisdictional Thresholds Under the HSR Act and for the Prohibition of Interlocking Directorates - January 2013 The memorandum addresses recent changes to both the HSR premerger notification filing thresholds and the thresholds that t...
January 11, 2013 Client Update ISS Provides Guidance on Compensation-Related Voting Policies On December 20th, ISS issued two extensive FAQs on their voting policies. This post covers the compensation items (a previ...
January 9, 2013 Client Update Will the SEC Propose Rules on Corporate Political Spending by April 2013? According to a post on the Harvard Law School Forum on Corporate Governance and Financial Regulation, the SEC has updated ...
January 9, 2013 Client Update Second Circuit Finds No Liability Under Short-Swing Profit Rules for "Pairing" Transactions That Relate to Two Different Classes of Equity Securities The Second Circuit recently issued a decision that relates to whether a sale of one class of equity security and a purchas...
January 7, 2013 Client Update Swaps Pushout Rule: OCC Prepared to Grant Two-Year Transition Period to Federal Insured Depository Institutions The OCC has published long-awaited guidance notifying federally-chartered insured depository institutions (“IDIs”) tha...
January 3, 2013 Client Update NY State Comptroller Sues Over Political Spending Disclosure As media outlets are reporting, New York State Comptroller Thomas DiNapoli announced that the NY State Common Retirement F...
January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer...
January 3, 2013 Client Update SEC Adopts New Obligations for Broker-Dealers Regarding Lost Securityholders and Unresponsive Payees On December 21, 2012, the SEC unanimously adopted rules required by the Dodd-Frank Act that require broker-dealers and cer...
January 3, 2013 Articles & Books Comment: 13 Regulatory Reform Predictions for ’13 2013 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti...
January 3, 2013 Client Update Georgeson's Annual Review Offers Detailed Examination of 2012 Shareholder Proposals and Proxy Contests In the midst of shareholder proposals season as submission deadlines have largely passed and companies are analyzing the p...