Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights September 4, 2012 Client Update SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act On August 29, 2012, the Securities and Exchange Commission (“SEC”) issued a proposal to permit widespread advertising ... September 4, 2012 Client Update SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act On August 29, 2012, the Securities and Exchange Commission (“SEC”) issued a proposal to permit widespread advertising ... August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr... August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr... August 24, 2012 Client Update Early Proposals to Declassify Boards Inspires Proxy Season Tip #1 A recent press release from the Shareholder Rights Project (SRP), issued jointly with the Massachusetts Pension Reserves I... August 24, 2012 Client Update SEC Staff Issues FAQs on JOBS Act Research Provisions On August 22, 2012, the SEC staff released Frequently Asked Questions (“FAQs”) about certain JOBS Act provisions that ... August 24, 2012 Client Update SEC Staff Issues FAQs on JOBS Act Research Provisions On August 22, 2012, the SEC staff released Frequently Asked Questions (“FAQs”) about certain JOBS Act provisions that ... August 22, 2012 Client Update SEC Adopts Final Conflict Minerals Rules with Notable Changes The SEC voted today to implement the Dodd-Frank Act’s reporting requirements relating to “conflict minerals” – cas... August 22, 2012 Client Update SEC Adopts Final Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers The SEC voted today to adopt final rules to implement Section 1504 of the Dodd-Frank Act relating to resource extraction i... August 22, 2012 Client Update Investment Management Regulatory Update - August 2012 On July 19, 2012, the Division of Investment Management of the Securities and Exchange Commission (the “SEC”) issued a... Load More
September 4, 2012 Client Update SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act On August 29, 2012, the Securities and Exchange Commission (“SEC”) issued a proposal to permit widespread advertising ...
September 4, 2012 Client Update SEC Issues Proposal to Eliminate General Solicitation Ban as Mandated by the JOBS Act On August 29, 2012, the Securities and Exchange Commission (“SEC”) issued a proposal to permit widespread advertising ...
August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr...
August 24, 2012 Client Update NFA Proposes to Amend Rules to Impose New Swaps Registration Requirement on FCMs, IBs, CPOs and CTAs On August 22, 2012, the National Futures Association (“NFA”) filed proposed rule changes with the Commodity Futures Tr...
August 24, 2012 Client Update Early Proposals to Declassify Boards Inspires Proxy Season Tip #1 A recent press release from the Shareholder Rights Project (SRP), issued jointly with the Massachusetts Pension Reserves I...
August 24, 2012 Client Update SEC Staff Issues FAQs on JOBS Act Research Provisions On August 22, 2012, the SEC staff released Frequently Asked Questions (“FAQs”) about certain JOBS Act provisions that ...
August 24, 2012 Client Update SEC Staff Issues FAQs on JOBS Act Research Provisions On August 22, 2012, the SEC staff released Frequently Asked Questions (“FAQs”) about certain JOBS Act provisions that ...
August 22, 2012 Client Update SEC Adopts Final Conflict Minerals Rules with Notable Changes The SEC voted today to implement the Dodd-Frank Act’s reporting requirements relating to “conflict minerals” – cas...
August 22, 2012 Client Update SEC Adopts Final Rules Implementing Dodd-Frank Disclosure Requirements for Resource Extraction Issuers The SEC voted today to adopt final rules to implement Section 1504 of the Dodd-Frank Act relating to resource extraction i...
August 22, 2012 Client Update Investment Management Regulatory Update - August 2012 On July 19, 2012, the Division of Investment Management of the Securities and Exchange Commission (the “SEC”) issued a...