Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 15, 2013 Client Update FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees On January 31, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice requesting comme... February 15, 2013 Client Update Proxy Season Preparation for NYSE Companies The NYSE sent a reminder to its U.S.-listed companies earlier this week, covering a range of regulatory requirements. The ... February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company... February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company... February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company... February 12, 2013 Articles & Books New Committees Can Help Boards Tackle Tough February 11, 2013 Client Update Brief Supporting Conflict Mineral Lawsuit Against SEC Cites Harm to the Republic of Congo A group of academics and former government officials who are referred to as experts on the Democratic Republic of Congo (D... February 8, 2013 Client Update Examining Apples Disputed Proposal to Amend its Charter There has been much in the press about David Einhorns lawsuit seeking an injunction against Apple over a proposal in its... February 7, 2013 Client Update Rulemaking Petition Urges the SEC to Shorten Section 13(f) Reporting Deadlines A rulemaking petition to the SEC has been submitted by the NYSE, along with the Society of Corporate Secretaries and Gover... February 5, 2013 Client Update NYSE Amends Company Notification Rules with Focus on Use of egovdirect.com The SEC recently approved amendments to the NYSE Listed Company Manual to provide a uniform method for companies to give n... Load More
February 15, 2013 Client Update FINRA Requests Comment on Proposed Rules Governing Markups, Commissions and Fees On January 31, 2013, the Financial Industry Regulatory Authority (“FINRA”) issued a Regulatory Notice requesting comme...
February 15, 2013 Client Update Proxy Season Preparation for NYSE Companies The NYSE sent a reminder to its U.S.-listed companies earlier this week, covering a range of regulatory requirements. The ...
February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company...
February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company...
February 13, 2013 Client Update Strategic Growth Bancorp’s Acquisition and Recapitalization of Mile High Banks in a Section 363 Sale On December 31, 2012, Strategic Growth Bancorp Inc. (“Strategic Growth”), an El Paso, Texas-based bank holding company...
February 11, 2013 Client Update Brief Supporting Conflict Mineral Lawsuit Against SEC Cites Harm to the Republic of Congo A group of academics and former government officials who are referred to as experts on the Democratic Republic of Congo (D...
February 8, 2013 Client Update Examining Apples Disputed Proposal to Amend its Charter There has been much in the press about David Einhorns lawsuit seeking an injunction against Apple over a proposal in its...
February 7, 2013 Client Update Rulemaking Petition Urges the SEC to Shorten Section 13(f) Reporting Deadlines A rulemaking petition to the SEC has been submitted by the NYSE, along with the Society of Corporate Secretaries and Gover...
February 5, 2013 Client Update NYSE Amends Company Notification Rules with Focus on Use of egovdirect.com The SEC recently approved amendments to the NYSE Listed Company Manual to provide a uniform method for companies to give n...