Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ... October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ... October 10, 2012 Client Update Investors and a Study on the Use of Peer Group Benchmarking Given say-on-pay votes, companies are interested in understanding how their shareholders view executive compensation. At t... October 9, 2012 Client Update OCIE Staff Report on Broker-Dealer Information Barrier Practices On September 27, 2012, the SEC’s Office of Compliance Inspections and Examinations (the “OCIE”) issued a Summary Rep... October 5, 2012 Client Update ISS Policy Survey Released with Insights into 2013 Policies - October 2012 ISS has issued the results of its recent survey on corporate governance. The responses will form the basis for policy cha... October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding... October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding... October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding... October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding... October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ... Load More
October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ...
October 13, 2012 Client Update CFTC Clarifies Temporary Application of Swap Regulations and Delays Some Swap-Related Requirements Over the past two days, the CFTC staff has released a series of Q&As, FAQs and no-action documents that provide relief or ...
October 10, 2012 Client Update Investors and a Study on the Use of Peer Group Benchmarking Given say-on-pay votes, companies are interested in understanding how their shareholders view executive compensation. At t...
October 9, 2012 Client Update OCIE Staff Report on Broker-Dealer Information Barrier Practices On September 27, 2012, the SEC’s Office of Compliance Inspections and Examinations (the “OCIE”) issued a Summary Rep...
October 5, 2012 Client Update ISS Policy Survey Released with Insights into 2013 Policies - October 2012 ISS has issued the results of its recent survey on corporate governance. The responses will form the basis for policy cha...
October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding...
October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding...
October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding...
October 2, 2012 Client Update NYSE and Nasdaq Propose Listing Standards on Compensation Committees and Advisers On September 25, 2012, both the NYSE and Nasdaq proposed listing standards to implement the SEC’s requirements regarding...
October 1, 2012 Client Update Securities Offerings During Blackout Periods and Following a Quarter-End: What You Need to Know Many companies voluntarily impose a “blackout period” beginning around the time a quarter ends and continuing through ...