Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ... April 3, 2013 Client Update Say-on-Pay Results Reflect Need to Understand Proxy Advisory Firm Methods According to the latest Semler Brossy report, only three Russell 3000 companies (Nuance Communications, Digital Generation... April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th... April 1, 2013 Articles & Books Designation of Asset Managers and Funds As Systemically Important Non-Bank Financial Institutions: Process and Industry Implications: Part 2 of 2 In the March 2013 issue of The Investment Lawyer , Part 1 of this article addressed the process by which investment funds ... April 1, 2013 Client Update PCAOB Proposes Framework to Reorganize Auditing Standards The PCAOB has proposed a framework for reorganizing existing auditing standards based on topics. Currently, existing stand... March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?... March 27, 2013 Client Update Chamber of Commerce Issues Principles for Companies, Proxy Advisors and the Investors that Hire Them As proxy season gets under way and the usual agitation over the influence of the proxy advisory firms begins, the Chamber ... March 26, 2013 Client Update Supreme Court Hears Oral Argument Involving “Reverse Payment” Patent Infringement Settlements After more than a decade of litigation in the lower courts, the Supreme Court yesterday heard oral argument in a case of c... March 25, 2013 Client Update Investment Management Regulatory Update - March 2013 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF Industry Update SEC Issues Risk Alert Iden... March 25, 2013 Client Update Large Companies Tend to Adopt More Restrictive Director Independence Criteria We spoke with Agenda for its recent article, “Large Companies Have Strictest Director Independence Standards” (subscri... Load More
April 4, 2013 Client Update SEC Explains How to Use Social Media for Regulation FD Compliance Regulation FD, adopted by the SEC in 2000, prohibits “selective disclosure” by requiring public companies to disclose ...
April 3, 2013 Client Update Say-on-Pay Results Reflect Need to Understand Proxy Advisory Firm Methods According to the latest Semler Brossy report, only three Russell 3000 companies (Nuance Communications, Digital Generation...
April 1, 2013 Client Update Dodd-Frank Progress Report - April 2013 In the past month, no Dodd-Frank rulemaking requirement deadlines passed or were met with finalized rules. No new rules th...
April 1, 2013 Articles & Books Designation of Asset Managers and Funds As Systemically Important Non-Bank Financial Institutions: Process and Industry Implications: Part 2 of 2 In the March 2013 issue of The Investment Lawyer , Part 1 of this article addressed the process by which investment funds ...
April 1, 2013 Client Update PCAOB Proposes Framework to Reorganize Auditing Standards The PCAOB has proposed a framework for reorganizing existing auditing standards based on topics. Currently, existing stand...
March 27, 2013 Client Update Guidance on Rule 15a-6 and Foreign Broker-Dealers The staff of the SEC’s Division of Trading and Markets recently released answers to frequently asked questions (“FAQs?...
March 27, 2013 Client Update Chamber of Commerce Issues Principles for Companies, Proxy Advisors and the Investors that Hire Them As proxy season gets under way and the usual agitation over the influence of the proxy advisory firms begins, the Chamber ...
March 26, 2013 Client Update Supreme Court Hears Oral Argument Involving “Reverse Payment” Patent Infringement Settlements After more than a decade of litigation in the lower courts, the Supreme Court yesterday heard oral argument in a case of c...
March 25, 2013 Client Update Investment Management Regulatory Update - March 2013 SEC Rules and Regulations SEC Staff Responds to Questions About Form PF Industry Update SEC Issues Risk Alert Iden...
March 25, 2013 Client Update Large Companies Tend to Adopt More Restrictive Director Independence Criteria We spoke with Agenda for its recent article, “Large Companies Have Strictest Director Independence Standards” (subscri...